CIK 0001504619 · Large accelerated filer
PennantPark Floating Rate Capital Ltd.
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- PFLA PFLT
- Exchange
- NYSE
- FY end
- Sep 30
- Entity type
- operating
- EIN
- 273794690
- Phone
- (212) 905-1000
- Business address
- 590 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY, 10022
- Former names
- PennantPark Senior Floating Rate Fund Inc.
Securities
- PFLA 7.375% Notes Due 2031 NYSE
- PFLT Common Stock NYSE
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2026-05-12 | Briones Jose A Director | Purchase | +5,770 | $8.67 | $50K | 348,083 |
| 2026-03-11 | Allorto Richard T JR CFO and Treasurer | Purchase | +15,000 | $8.15 | $122K | 25,000 |
| 2026-02-19 | Briones Jose A Director | Purchase | +5,895 | $8.48 | $50K | 342,313 |
| 2025-12-01 | Briones Jose A Director | Purchase | +5,500 | $9.10 | $50K | 336,418 |
| 2025-05-21 | Briones Jose A Director | Purchase | +1,480 | $10.13 | $15K | 330,918 |
| 2025-05-14 | Briones Jose A Director | Purchase | +9,840 | $10.16 | $100K | 329,438 |
| 2024-06-05 | Briones Jose A Director | Purchase | +1,745 | $11.40 | $20K | 319,598 |
| 2024-05-30 | Allorto Richard T JR CFO and Treasurer | Purchase | +10,000 | $11.30 | $113K | 10,000 |
| 2024-05-28 | Briones Jose A Director | Purchase | +885 | $11.33 | $10K | 317,738 |
| 2024-05-13 | Briones Jose A Director | Purchase | +1,740 | $11.48 | $20K | 316,853 |
| 2022-02-17 | Flug Jeffrey Director | Other disposition | −4,000 | 8,400 | ||
| 2020-12-18 | KATZ SAMUEL L Director | Sale | −8,618 | $10.41 | $90K | 26,500 |
| 2020-12-17 | KATZ SAMUEL L Director | Sale | −8,929 | $10.54 | $94K | 35,118 |
| 2020-12-16 | KATZ SAMUEL L Director | Sale | −7,453 | $10.65 | $79K | 44,047 |
| 2020-12-15 | KATZ SAMUEL L Director | Sale | −17,700 | $10.87 | $192K | 51,500 |
| 2020-12-14 | KATZ SAMUEL L Director | Sale | −10,737 | $10.85 | $117K | 69,200 |
| 2020-12-11 | KATZ SAMUEL L Director | Sale | −6,563 | $10.84 | $71K | 79,937 |
| 2020-12-03 | KATZ SAMUEL L Director | Other disposition | −120,300 | $10.91 | $1.3M | 86,500 |
| 2020-12-03 | KATZ SAMUEL L Director | Other acquisition | +120,300 | $10.91 | $1.3M | 120,600 |
| 2020-06-10 | KATZ SAMUEL L Director | Purchase | +15,000 | $8.83 | $132K | 206,800 |
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