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CIK 0001137774 · Large accelerated filer

PRUDENTIAL FINANCIAL INC

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Tickers
PFH PRH PRS PRU
Exchange
NYSE
Industry
Life Insurance
FY end
Dec 31
Incorporated
NJ
Entity type
operating
EIN
223703799
Phone
9738026000
Business address
751 BROAD ST, NEWARK, NJ, 07102

Securities

  • PFH 4.125% Junior Subordinated Notes due 2060 NYSE
  • PRH 5.950% Junior Subordinated Notes due 2062 NYSE
  • PRS 5.625% Junior Subordinated Notes due 2058 NYSE
  • PRU Common Stock NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,106,021
in 3 filings

Net −$1,106,021. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SULLIVAN ANDREW F −$430K Chief Executive Officer sold 7% of stake
  2. Boyle Robert E −$339K Senior Vice President sold 32% of stake
  3. KAPPLER ANN M −$337K EVP and General Counsel sold 16% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-09 Lowrey Charles F Chairman of the Board Grant or award · 2026 Performance Shares +14,678 14,678
2026-02-09 Lowrey Charles F Chairman of the Board Option exercise · 2023 Performance Shares −94,413 0
2026-02-09 KAPPLER ANN M EVP and General Counsel Option exercise +17,636 39,142
2026-02-09 KAPPLER ANN M EVP and General Counsel Shares withheld for taxes −7,277 $102.20 $744K 31,865
2026-02-09 KAPPLER ANN M EVP and General Counsel Grant or award · 2026 Restricted Stock Units +8,244 8,244
2026-02-09 KAPPLER ANN M EVP and General Counsel Grant or award · 2026 Performance Shares +24,731 24,731
2026-02-09 KAPPLER ANN M EVP and General Counsel Option exercise · 2023 Performance Shares −19,972 0
2026-02-09 Frias Yanela EVP and CFO Option exercise +4,190 21,756
2026-02-09 Frias Yanela EVP and CFO Shares withheld for taxes −1,567 $102.20 $160K 20,189
2026-02-09 Frias Yanela EVP and CFO Grant or award · 2026 Restricted Stock Units +16,635 16,635
2026-02-09 Frias Yanela EVP and CFO Grant or award · 2026 Performance Shares +49,903 49,903
2026-02-09 Frias Yanela EVP and CFO Option exercise · 2023 Performance Shares −4,745 0
2026-02-09 Feeney Caroline Executive Vice President Option exercise +23,728 77,246.53
2026-02-09 Feeney Caroline Executive Vice President Shares withheld for taxes −12,122 $102.20 $1.2M 65,124.53
2026-02-09 Feeney Caroline Executive Vice President Grant or award · 2026 Restricted Stock Units +17,613 17,613
2026-02-09 Feeney Caroline Executive Vice President Grant or award · 2026 Performance Shares +52,838 52,838
2026-02-09 Feeney Caroline Executive Vice President Option exercise · 2023 Performance Shares −26,872 0
2026-02-09 Chappuis Jacques Executive Vice President Grant or award · 2026 Restricted Stock Units +18,836 18,836
2026-02-09 Chappuis Jacques Executive Vice President Grant or award · 2026 Performance Shares +56,507 56,507
2026-02-09 Case Scott Executive Vice President Grant or award · 2026 Restricted Stock Units +8,941 8,941

Page 12 of 16 · 314 trades