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CIK 0001137774 · Large accelerated filer

PRUDENTIAL FINANCIAL INC

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Tickers
PFH PRH PRS PRU
Exchange
NYSE
Industry
Life Insurance
FY end
Dec 31
Incorporated
NJ
Entity type
operating
EIN
223703799
Phone
9738026000
Business address
751 BROAD ST, NEWARK, NJ, 07102

Securities

  • PFH 4.125% Junior Subordinated Notes due 2060 NYSE
  • PRH 5.950% Junior Subordinated Notes due 2062 NYSE
  • PRS 5.625% Junior Subordinated Notes due 2058 NYSE
  • PRU Common Stock NYSE
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,106,021
in 3 filings

Net −$1,106,021. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. SULLIVAN ANDREW F −$430K Chief Executive Officer sold 7% of stake
  2. Boyle Robert E −$339K Senior Vice President sold 32% of stake
  3. KAPPLER ANN M −$337K EVP and General Counsel sold 16% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-09 Walia Vicki Executive Vice President Grant or award · 2026 Performance Shares +26,052 26,052
2026-02-09 Walia Vicki Executive Vice President Option exercise · 2023 Performance Shares −872 0
2026-02-09 Waldeck George P Jr. Executive Vice President Option exercise +10,924 69,836
2026-02-09 Waldeck George P Jr. Executive Vice President Shares withheld for taxes −3,939 $102.20 $403K 65,897
2026-02-09 Waldeck George P Jr. Executive Vice President Grant or award · 2026 Restricted Stock Units +6,605 6,605
2026-02-09 Waldeck George P Jr. Executive Vice President Grant or award · 2026 Performance Shares +15,411 15,411
2026-02-09 Waldeck George P Jr. Executive Vice President Option exercise · 2023 Performance Shares −12,371 0
2026-02-09 SULLIVAN ANDREW F Chief Executive Officer Option exercise +32,065 59,137
2026-02-09 SULLIVAN ANDREW F Chief Executive Officer Shares withheld for taxes −14,964 $102.20 $1.5M 44,173
2026-02-09 SULLIVAN ANDREW F Chief Executive Officer Grant or award · 2026 Restricted Stock Units +32,290 32,290
2026-02-09 SULLIVAN ANDREW F Chief Executive Officer Grant or award · 2026 Performance Shares +96,869 96,869
2026-02-09 SULLIVAN ANDREW F Chief Executive Officer Option exercise · 2023 Performance Shares −36,313 0
2026-02-09 SCHMIDT TIMOTHY L Senior Vice President Option exercise +10,176 21,611
2026-02-09 SCHMIDT TIMOTHY L Senior Vice President Shares withheld for taxes −3,796 $102.20 $388K 17,815
2026-02-09 SCHMIDT TIMOTHY L Senior Vice President Grant or award · 2026 Restricted Stock Units +4,492 4,492
2026-02-09 SCHMIDT TIMOTHY L Senior Vice President Grant or award · 2026 Performance Shares +10,480 10,480
2026-02-09 SCHMIDT TIMOTHY L Senior Vice President Option exercise · 2023 Performance Shares −11,524 0
2026-02-09 Lowrey Charles F Chairman of the Board Option exercise +83,367 248,931
2026-02-09 Lowrey Charles F Chairman of the Board Shares withheld for taxes −44,703 $102.20 $4.6M 204,228
2026-02-09 Lowrey Charles F Chairman of the Board Grant or award · 2026 Restricted Stock Units +4,893 4,893

Page 11 of 16 · 314 trades