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CIK 0001616533 · Large accelerated filer

Penguin Solutions, Inc.

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Ticker
PENG
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Aug 29
Incorporated
DE
Entity type
operating
EIN
365142687
Phone
(510) 623-1231
Business address
45800 NORTHPORT LOOP WEST, FREMONT, CA, 94538
Former names
SMART Global Holdings, Inc.
  1. 4 Grant or award Director acquired 6,821 shares (grant or award)
  2. 4 Grant or award Director acquired 6,821 shares (grant or award)
  3. 4 Planned sale President, LED Solutions sold 2,403 shares at $22.36 ($53,737)
  4. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 2,500 shares at an average $22.52 ($56,312)
  5. 4 Shares withheld for taxes SVP and CFO gave up 5,961 shares (to pay taxes)
  6. 4 Shares withheld for taxes President - IPS gave up 2,182 shares (to pay taxes)
  7. 4 Shares withheld for taxes SVP and Chief Legal Officer gave up 2,116 shares (to pay taxes)
  8. 4 Shares withheld for taxes President, LED Solutions gave up 2,640 shares (to pay taxes)
  9. 4 Shares withheld for taxes President and CEO gave up 21,494 shares (to pay taxes)
  10. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 7,500 shares at $20.90 ($156,756)
  11. 4 Planned sale President, LED Solutions sold 2,519 shares at $15.00 ($37,785)
  12. 4 Open-market buy SVP and CFO bought 1,800 shares at $13.57 ($24,417)
  13. 4 Shares withheld for taxes SVP and CFO gave up 4,782 shares (to pay taxes)
  14. 4 Shares withheld for taxes EVP, COO, Pres, Mem Solutions gave up 5,121 shares (to pay taxes)
  15. 4 Shares withheld for taxes President - IPS gave up 11,487 shares (to pay taxes)
  16. 4 Shares withheld for taxes SVP and Chief Legal Officer gave up 1,542 shares (to pay taxes)
  17. 4 Shares withheld for taxes President, LED Solutions gave up 2,079 shares (to pay taxes)
  18. 4 Shares withheld for taxes President and CEO gave up 49,220 shares (to pay taxes)
  19. 4 Grant or award SVP and CFO acquired 30,932 shares (grant or award)
  20. 4 Grant or award EVP, COO, Pres, Mem Solutions acquired 26,808 shares (grant or award)

Page 8 of 23 · 451 filings