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CIK 0001616533 · Large accelerated filer

Penguin Solutions, Inc.

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Ticker
PENG
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Aug 29
Incorporated
DE
Entity type
operating
EIN
365142687
Phone
(510) 623-1231
Business address
45800 NORTHPORT LOOP WEST, FREMONT, CA, 94538
Former names
SMART Global Holdings, Inc.
  1. 4 Shares withheld for taxes SVP and Chief Legal Officer gave up 2,050 shares (to pay taxes)
  2. 4 Shares withheld for taxes President, LED Solutions gave up 2,341 shares (to pay taxes)
  3. 4 Shares withheld for taxes President and CEO gave up 21,249 shares (to pay taxes)
  4. 4 Planned sale President, LED Solutions sold 5,000 shares at $29.00 ($145,006)
  5. 4 Grant or award SVP and CFO acquired 61,331 shares (grant or award)
  6. 3 Insider Initial Statement of Ownership
  7. 4 Grant or award President, IPS acquired 106,042 shares (grant or award)
  8. 4 Planned sale President, LED Solutions sold 2,529 shares at $17.94 ($45,359)
  9. 4 Shares withheld for taxes SVP and CFO gave up 5,897 shares (to pay taxes)
  10. 4 Shares withheld for taxes EVP, COO, Pres, Mem Solutions gave up 4,056 shares (to pay taxes)
  11. 4 Shares withheld for taxes SVP and Chief Legal Officer gave up 2,051 shares (to pay taxes)
  12. 4 Shares withheld for taxes President, LED Solutions gave up 2,341 shares (to pay taxes)
  13. 4 Shares withheld for taxes President and CEO gave up 21,250 shares (to pay taxes)
  14. 3 Insider Initial Statement of Ownership
  15. 4 Open-market buy President and CEO bought 10,000 shares at $18.79 ($187,896)
  16. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 2,500 shares at $20.02 ($50,061)
  17. 4 Planned sale Director sold 3,367 shares at an average $22.37 ($75,334)
  18. 4 Grant or award Director acquired 6,821 shares (grant or award)
  19. 4 Grant or award Director acquired 6,821 shares (grant or award)
  20. 4 Grant or award Director acquired 6,821 shares (grant or award)

Page 7 of 23 · 451 filings