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CIK 0001616533 · Large accelerated filer

Penguin Solutions, Inc.

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Ticker
PENG
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
FY end
Aug 29
Incorporated
DE
Entity type
operating
EIN
365142687
Phone
(510) 623-1231
Business address
45800 NORTHPORT LOOP WEST, FREMONT, CA, 94538
Former names
SMART Global Holdings, Inc.
  1. 4 Planned sale EVP, COO, Pres, Integrated Mem sold 6,666 shares at $20.00 ($133,320)
  2. 3 Insider Initial Statement of Ownership
  3. 3 Insider Initial Statement of Ownership
  4. 4 Planned sale EVP, COO, Pres, Integrated Mem sold 13,334 shares at $20.05 ($267,367)
  5. 4 Planned sale President, Optimized LED sold 2,264 shares at $17.50 ($39,620)
  6. 4 Shares withheld for taxes EVP, COO, Pres, Mem Solutions gave up 13,495 shares (to pay taxes)
  7. 4 Shares withheld for taxes SVP and Chief Legal Officer gave up 6,204 shares (to pay taxes)
  8. 4 Shares withheld for taxes President, LED Solutions gave up 3,554 shares (to pay taxes)
  9. 4 Shares withheld for taxes President and CEO gave up 100,118 shares (to pay taxes)
  10. 4 Grant or award EVP, COO, Pres, Mem Solutions acquired 18,937 shares (grant or award)
  11. 4 Grant or award SVP and CFO acquired 25,250 shares (grant or award)
  12. 4 Grant or award President, IPS acquired 25,250 shares (grant or award)
  13. 4 Grant or award SVP and Chief Legal Officer acquired 30,300 shares (grant or award)
  14. 4 Grant or award President, LED Solutions acquired 18,937 shares (grant or award)
  15. 4 Grant or award President and CEO acquired 138,876 shares (grant or award)
  16. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 13,334 shares at $20.02 ($266,951)
  17. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 13,333 shares at $21.14 ($281,822)
  18. 4 Planned sale EVP, COO, Pres, Mem Solutions sold 13,333 shares at $23.16 ($308,835)
  19. 4 Planned sale President, LED Solutions sold 2,527 shares at $23.67 ($59,805)
  20. 4 Shares withheld for taxes EVP, COO, Pres, Mem Solutions gave up 4,055 shares (to pay taxes)

Page 6 of 23 · 451 filings