CIK 0001401667 · Accelerated filer<br>Smaller reporting company
PUMA BIOTECHNOLOGY, INC.
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- PBYI
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 770683487
- Phone
- (424) 248-6500
- Business address
- 10880 WILSHIRE BLVD., SUITE 1700, LOS ANGELES, CA
- Former names
- INNOVATIVE ACQUISITIONS CORP
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $612,494
- in 2 filings, $612K under 10b5-1 plans
Net −$612,494. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-01-03 | NOUGUES MAXIMO F Chief Financial Officer | Sale 10b5-1 | −15,682 | $4.49 | $70K | 128,666 |
| 2024-01-03 | HUNT DOUGLAS M See Remarks | Sale 10b5-1 | −8,358 | $4.49 | $37K | 103,319 |
| 2023-12-04 | Wong Alvin F Chief Scientific Officer | Sale 10b5-1 | −280 | $3.76 | $1K | 97,934 |
| 2023-11-07 | MILLER MICHAEL PATRICK Director | Sale | −25,000 | $2.83 | $71K | 43,358 |
| 2023-07-03 | Wong Alvin F Chief Scientific Officer | Sale 10b5-1 | −6,938 | $3.31 | $23K | 105,947 |
| 2023-07-03 | NOUGUES MAXIMO F Chief Financial Officer | Sale 10b5-1 | −14,680 | $3.31 | $49K | 144,348 |
| 2023-07-03 | Ludwig Jeffrey Jerome Chief Commercial Officer | Sale 10b5-1 | −12,103 | $3.31 | $40K | 112,926 |
| 2023-07-03 | HUNT DOUGLAS M See Remarks | Sale 10b5-1 | −7,809 | $3.31 | $26K | 111,677 |
| 2023-07-03 | AUERBACH ALAN H President and CEO | Sale 10b5-1 | −60,698 | $3.31 | $201K | 6,978,343 |
| 2023-06-13 | WILSON TROY EDWARD Director | Sale 10b5-1 | −27,000 | $3.45 | $93K | 350 |
| 2023-06-13 | WILSON TROY EDWARD Director | Grant or award 10b5-1 | +27,000 | 27,350 | ||
| 2023-06-13 | MOYES JAY M Director | Sale 10b5-1 | −22,000 | $3.45 | $76K | 16,322 |
| 2023-06-13 | MOYES JAY M Director | Grant or award 10b5-1 | +27,000 | 43,322 | ||
| 2023-06-13 | Stuglik Brian M Director | Sale 10b5-1 | −9,900 | $3.46 | $34K | 31,958 |
| 2023-06-13 | Stuglik Brian M Director | Grant or award 10b5-1 | +27,000 | 58,958 | ||
| 2023-06-13 | Senderowicz Adrian Director | Sale 10b5-1 | −27,000 | $3.45 | $93K | 0 |
| 2023-06-13 | Senderowicz Adrian Director | Grant or award 10b5-1 | +27,000 | 27,000 | ||
| 2023-06-13 | Dorval Allison Director | Sale 10b5-1 | −10,000 | $3.45 | $35K | 17,000 |
| 2023-06-13 | Dorval Allison Director | Grant or award 10b5-1 | +27,000 | 44,000 | ||
| 2023-06-13 | MILLER MICHAEL PATRICK Director | Sale 10b5-1 | −13,500 | $3.45 | $47K | 41,358 |
Page 6 of 7 · 137 trades