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CIK 0001401667 · Accelerated filer<br>Smaller reporting company

PUMA BIOTECHNOLOGY, INC.

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Ticker
PBYI
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
770683487
Phone
(424) 248-6500
Business address
10880 WILSHIRE BLVD., SUITE 1700, LOS ANGELES, CA
Former names
INNOVATIVE ACQUISITIONS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$612,494
in 2 filings, $612K under 10b5-1 plans

Net −$612,494. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Cesano Alessandra −$567K Director sold 52% of stake
  2. WILSON TROY EDWARD −$46K Director sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-01-02 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −10,227 $3.15 $32K 152,295
2025-01-02 Ludwig Jeffrey Jerome Chief Commercial Officer Sale 10b5-1 −9,437 $3.15 $30K 108,951
2025-01-02 HUNT DOUGLAS M See Remarks Sale 10b5-1 −8,633 $3.15 $27K 124,594
2025-01-02 AUERBACH ALAN H President and CEO Sale 10b5-1 −33,841 $3.15 $107K 7,029,674
2024-08-12 MILLER MICHAEL PATRICK Director Sale −23,358 $3.49 $81K 47,000
2024-07-17 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −4,156 $3.70 $15K 162,522
2024-07-17 Ludwig Jeffrey Jerome Chief Commercial Officer Sale 10b5-1 −2,598 $3.70 $10K 118,388
2024-07-17 HUNT DOUGLAS M See Remarks Sale 10b5-1 −3,637 $3.70 $13K 133,227
2024-07-17 AUERBACH ALAN H President and CEO Sale 10b5-1 −21,920 $3.70 $81K 7,063,515
2024-07-02 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −5,295 $3.27 $17K 166,678
2024-07-02 Ludwig Jeffrey Jerome Chief Commercial Officer Sale 10b5-1 −6,051 $3.27 $20K 120,986
2024-07-02 HUNT DOUGLAS M See Remarks Sale 10b5-1 −4,349 $3.27 $14K 136,864
2024-07-02 AUERBACH ALAN H President and CEO Sale 10b5-1 −18,885 $3.27 $62K 7,085,435
2024-06-18 WILSON TROY EDWARD Director Grant or award +27,000 27,350
2024-06-18 Stuglik Brian M Director Grant or award +27,000 76,058
2024-06-18 Senderowicz Adrian Director Grant or award +27,000 27,000
2024-06-18 MILLER MICHAEL PATRICK Director Grant or award +27,000 95,358
2024-06-18 MOYES JAY M Director Grant or award +27,000 48,322
2024-06-18 Dorval Allison Director Grant or award +27,000 60,000
2024-06-18 Cesano Alessandra Director Grant or award +27,000 54,000

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