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CIK 0001401667 · Accelerated filer<br>Smaller reporting company

PUMA BIOTECHNOLOGY, INC.

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Ticker
PBYI
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
770683487
Phone
(424) 248-6500
Business address
10880 WILSHIRE BLVD., SUITE 1700, LOS ANGELES, CA
Former names
INNOVATIVE ACQUISITIONS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$612,494
in 2 filings, $612K under 10b5-1 plans

Net −$612,494. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Cesano Alessandra −$567K Director sold 52% of stake
  2. WILSON TROY EDWARD −$46K Director sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-06-13 Stuglik Brian M Director Sale 10b5-1 −8,100 $3.39 $27K 94,958
2025-06-13 Senderowicz Adrian Director Sale 10b5-1 −27,000 $3.40 $92K 27,000
2025-06-13 MOYES JAY M Director Sale 10b5-1 −22,000 $3.40 $75K 53,322
2025-06-13 Dorval Allison Director Sale 10b5-1 −11,610 $3.40 $39K 75,390
2025-06-13 Cesano Alessandra Director Sale 10b5-1 −12,150 $3.40 $41K 68,850
2025-06-11 MILLER MICHAEL PATRICK Director Grant or award +27,000 74,000
2025-06-11 Senderowicz Adrian Director Grant or award +27,000 54,000
2025-06-11 MOYES JAY M Director Grant or award +27,000 75,322
2025-06-11 Dorval Allison Director Grant or award +27,000 87,000
2025-06-11 Stuglik Brian M Director Grant or award +27,000 103,058
2025-06-11 WILSON TROY EDWARD Director Grant or award +27,000 54,350
2025-06-11 Cesano Alessandra Director Grant or award +27,000 81,000
2025-02-07 NOUGUES MAXIMO F Chief Financial Officer Grant or award +61,456 213,751
2025-02-07 NOUGUES MAXIMO F Chief Financial Officer Grant or award · Stock Option (Right to Buy) +85,067 85,067
2025-02-07 Ludwig Jeffrey Jerome Chief Commercial Officer Grant or award +47,841 156,792
2025-02-07 Ludwig Jeffrey Jerome Chief Commercial Officer Grant or award · Stock Option (Right to Buy) +66,221 66,221
2025-02-07 HUNT DOUGLAS M See Remarks Grant or award +48,117 172,711
2025-02-07 HUNT DOUGLAS M See Remarks Grant or award · Stock Option (Right to Buy) +66,604 66,604
2025-02-07 AUERBACH ALAN H President and CEO Grant or award +198,399 7,228,073
2025-02-07 AUERBACH ALAN H President and CEO Grant or award · Stock Option (Right to Buy) +274,622 274,622

Page 3 of 7 · 137 trades