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CIK 0001401667 · Accelerated filer<br>Smaller reporting company

PUMA BIOTECHNOLOGY, INC.

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Ticker
PBYI
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
770683487
Phone
(424) 248-6500
Business address
10880 WILSHIRE BLVD., SUITE 1700, LOS ANGELES, CA
Former names
INNOVATIVE ACQUISITIONS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$612,494
in 2 filings, $612K under 10b5-1 plans

Net −$612,494. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Cesano Alessandra −$567K Director sold 52% of stake
  2. WILSON TROY EDWARD −$46K Director sold 8% of stake

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-02-18 AUERBACH ALAN H President and CEO Grant or award · Stock Option (Right to Buy) +227,474 227,474
2026-02-18 HUNT DOUGLAS M See Remarks Grant or award +49,394 205,301
2026-02-18 HUNT DOUGLAS M See Remarks Grant or award · Stock Option (Right to Buy) +70,321 70,321
2026-02-18 NOUGUES MAXIMO F Chief Financial Officer Grant or award +46,739 240,023
2026-02-18 NOUGUES MAXIMO F Chief Financial Officer Grant or award · Stock Option (Right to Buy) +66,541 66,541
2026-01-07 AUERBACH ALAN H President and CEO Sale 10b5-1 −18,012 $5.88 $106K 7,145,951
2026-01-07 HUNT DOUGLAS M See Remarks Sale 10b5-1 −5,014 $5.88 $29K 155,907
2026-01-07 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −6,405 $5.88 $38K 193,284
2026-01-06 AUERBACH ALAN H President and CEO Sale 10b5-1 −16,938 $5.84 $99K 7,163,963
2026-01-06 HUNT DOUGLAS M See Remarks Sale 10b5-1 −3,973 $5.84 $23K 160,921
2026-01-06 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −4,540 $5.84 $27K 199,689
2025-11-11 MILLER MICHAEL PATRICK Director Sale −20,000 $4.86 $97K 54,000
2025-07-18 Cesano Alessandra Director Sale 10b5-1 −27,000 $3.37 $91K 41,850
2025-07-09 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −3,935 $3.54 $14K 204,229
2025-07-09 HUNT DOUGLAS M See Remarks Sale 10b5-1 −3,443 $3.54 $12K 164,894
2025-07-09 AUERBACH ALAN H President and CEO Sale 10b5-1 −21,580 $3.54 $76K 7,180,901
2025-07-08 NOUGUES MAXIMO F Chief Financial Officer Sale 10b5-1 −5,587 $3.53 $20K 208,164
2025-07-08 HUNT DOUGLAS M See Remarks Sale 10b5-1 −4,374 $3.53 $15K 168,337
2025-07-08 AUERBACH ALAN H President and CEO Sale 10b5-1 −25,592 $3.53 $90K 7,202,481
2025-06-13 WILSON TROY EDWARD Director Sale 10b5-1 −10,800 $3.40 $37K 43,550

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