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CIK 0001259429 · Non-accelerated filer

Oxford Square Capital Corp.

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Tickers
OXSQ OXSQG OXSQH
Exchange
Nasdaq
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
200118736
Phone
2039835275
Business address
8 SOUND SHORE DR, SUITE 255, GREENWICH, CT, 06830
Former names
Oxford Street Capital Corp., TICC Capital Corp., TECHNOLOGY INVESTMENT CAPITAL CORP

Securities

  • OXSQ Closed End Fund Nasdaq
  • OXSQG 5.50% Notes due 2028 Nasdaq
  • OXSQH 7.75% Notes due 2030 Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$6,775
in 1 filing

Net −$6,775. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. NOVAK STEVEN P −$7K Director sold 25% of stake

Reading 1 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2008-06-13 OBRIEN G PETER Director Option exercise · Subscription Rights −33,595 0
2008-06-13 NOVAK STEVEN P Director Option exercise +535 $5.20 $3K 3,212
2008-06-13 NOVAK STEVEN P Director Option exercise · Subscription Rights −2,675 0
2008-06-13 COHEN JONATHAN H Chief Executive Officer Option exercise +30,060 $5.20 $156K 180,501
2008-06-13 COHEN JONATHAN H Chief Executive Officer Option exercise · Subscription Agreement −150,300 0
2008-06-13 PANKOPF TONIA L Director Option exercise +513 $5.20 $3K 5,649
2008-06-13 PANKOPF TONIA L Director Sale · Subscription Rights −2,571 $0.11 $292 2,565
2008-06-13 PANKOPF TONIA L Director Option exercise · Subscription Rights −2,565 0
2008-06-13 ROYCE CHARLES M Director Option exercise +26,022 $5.20 $135K 156,136
2008-06-13 ROYCE CHARLES M Director Option exercise · Subscription Rights −130,110 0
2008-06-13 ROSENTHAL SAUL B President and COO Option exercise +1,906 $5.20 $10K 11,581
2008-06-13 ROSENTHAL SAUL B President and COO Option exercise · Subscription Rights −9,530 0
2008-06-13 CONROY PATRICK CFO, COO, Treas. and Sec. Option exercise +501 $5.20 $3K 3,009
2008-06-13 CONROY PATRICK CFO, COO, Treas. and Sec. Option exercise · Subscription Rights −2,505 0
2008-06-13 OBRIEN G PETER Director Option exercise +6,719 $5.20 $35K 40,317
2008-06-13 OBRIEN G PETER Director Option exercise · Subscription Rights −33,595 0
2007-11-26 ROSENTHAL SAUL B President and COO Purchase +1,000 $10.21 $10K 5,662
2007-11-26 ROSENTHAL SAUL B President and COO Purchase +4,000 $10.23 $41K 9,662
2007-11-13 OBRIEN G PETER Director Purchase +2,000 $10.70 $21K 27,860
2007-11-13 OBRIEN G PETER Director Purchase +1,000 $10.67 $11K 28,860

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