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CIK 0001495222

Oxford Lane Capital Corp.

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Tickers
OXLC OXLCG OXLCI OXLCL OXLCZ
Exchange
Nasdaq
FY end
Mar 31
Incorporated
MD
Entity type
other
EIN
272859071
Phone
(203) 983-5275
Business address
8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830

Securities

  • OXLC Closed End Fund Nasdaq
  • OXLCG 7.95% Notes due 2032 Nasdaq
  • OXLCI 8.75% Notes due 2030 Nasdaq
  • OXLCL 6.75% Notes due 2031 Nasdaq
  • OXLCZ 5.00% Notes due 2027 Nasdaq
  • OXLCM Preferred Stock Shares, 8.25% Series 2031 Nasdaq
  • OXLCN 7.125% Series 2029 Term Preferred Stock Nasdaq
  • OXLCO Preferred Stock Shares, 6.00% Series 2029 Nasdaq
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2012-04-27 COHEN JONATHAN H Chief Executive Officer Option exercise +46,667 $13.75 $642K 100,000
2012-04-27 COHEN JONATHAN H Chief Executive Officer Option exercise · Subscription Rights −46,667 0
2012-04-27 ROSENTHAL SAUL B President Option exercise +18,000 $13.75 $248K 62,000
2012-04-27 ROSENTHAL SAUL B President Option exercise · Subscription Rights −18,000 0
2012-04-27 Ashenfelter Mark Jeffrey Director Option exercise +3,000 $13.75 $41K 6,000
2012-04-27 Ashenfelter Mark Jeffrey Director Option exercise · Subscription Rights −3,000 0
2012-04-27 CONROY PATRICK CFO, CCO and Corp Secretary Option exercise +7,000 $13.75 $96K 14,000
2012-04-27 CONROY PATRICK CFO, CCO and Corp Secretary Option exercise · Subscription Rights −7,000 0
2011-08-26 Ashenfelter Mark Jeffrey Director Option exercise +1,000 $15.00 $15K 3,000
2011-08-26 Ashenfelter Mark Jeffrey Director Option exercise · Subscription Rights −2,000
2011-08-26 CONROY PATRICK CFO, CCO and Corp. Secretary Option exercise +2,000 $15.00 $30K 7,000
2011-08-26 CONROY PATRICK CFO, CCO and Corp. Secretary Option exercise · Subscription Rights −5,000
2011-08-26 ROSENTHAL SAUL B President Option exercise +4,000 $15.00 $60K 44,000
2011-08-26 ROSENTHAL SAUL B President Option exercise · Subscription Rights −12,000 0
2011-08-26 COHEN JONATHAN H Chief Executive Officer Option exercise +13,333 $15.00 $200K 53,333
2011-08-26 COHEN JONATHAN H Chief Executive Officer Option exercise · Subscription Rights −40,000 0
2011-08-26 Ashenfelter Mark Jeffrey Director Option exercise +666 $15.00 $10K 2,666
2011-08-26 Ashenfelter Mark Jeffrey Director Option exercise · Subscription Rights −2,000 0
2011-08-26 CONROY PATRICK CFO, CCO, Corporate Secretary Option exercise +1,666 $15.00 $25K 6,666
2011-08-26 CONROY PATRICK CFO, CCO, Corporate Secretary Option exercise · Subscription Rights −5,000 0

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