CIK 0001495222
Oxford Lane Capital Corp.
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- OXLC OXLCG OXLCI OXLCL OXLCZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 272859071
- Phone
- (203) 983-5275
- Business address
- 8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830
Securities
- OXLC Closed End Fund Nasdaq
- OXLCG 7.95% Notes due 2032 Nasdaq
- OXLCI 8.75% Notes due 2030 Nasdaq
- OXLCL 6.75% Notes due 2031 Nasdaq
- OXLCZ 5.00% Notes due 2027 Nasdaq
- OXLCM Preferred Stock Shares, 8.25% Series 2031 Nasdaq
- OXLCN 7.125% Series 2029 Term Preferred Stock Nasdaq
- OXLCO Preferred Stock Shares, 6.00% Series 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2012-04-27 | COHEN JONATHAN H Chief Executive Officer | Option exercise | +46,667 | $13.75 | $642K | 100,000 |
| 2012-04-27 | COHEN JONATHAN H Chief Executive Officer | Option exercise · Subscription Rights | −46,667 | 0 | ||
| 2012-04-27 | ROSENTHAL SAUL B President | Option exercise | +18,000 | $13.75 | $248K | 62,000 |
| 2012-04-27 | ROSENTHAL SAUL B President | Option exercise · Subscription Rights | −18,000 | 0 | ||
| 2012-04-27 | Ashenfelter Mark Jeffrey Director | Option exercise | +3,000 | $13.75 | $41K | 6,000 |
| 2012-04-27 | Ashenfelter Mark Jeffrey Director | Option exercise · Subscription Rights | −3,000 | 0 | ||
| 2012-04-27 | CONROY PATRICK CFO, CCO and Corp Secretary | Option exercise | +7,000 | $13.75 | $96K | 14,000 |
| 2012-04-27 | CONROY PATRICK CFO, CCO and Corp Secretary | Option exercise · Subscription Rights | −7,000 | 0 | ||
| 2011-08-26 | Ashenfelter Mark Jeffrey Director | Option exercise | +1,000 | $15.00 | $15K | 3,000 |
| 2011-08-26 | Ashenfelter Mark Jeffrey Director | Option exercise · Subscription Rights | −2,000 | |||
| 2011-08-26 | CONROY PATRICK CFO, CCO and Corp. Secretary | Option exercise | +2,000 | $15.00 | $30K | 7,000 |
| 2011-08-26 | CONROY PATRICK CFO, CCO and Corp. Secretary | Option exercise · Subscription Rights | −5,000 | |||
| 2011-08-26 | ROSENTHAL SAUL B President | Option exercise | +4,000 | $15.00 | $60K | 44,000 |
| 2011-08-26 | ROSENTHAL SAUL B President | Option exercise · Subscription Rights | −12,000 | 0 | ||
| 2011-08-26 | COHEN JONATHAN H Chief Executive Officer | Option exercise | +13,333 | $15.00 | $200K | 53,333 |
| 2011-08-26 | COHEN JONATHAN H Chief Executive Officer | Option exercise · Subscription Rights | −40,000 | 0 | ||
| 2011-08-26 | Ashenfelter Mark Jeffrey Director | Option exercise | +666 | $15.00 | $10K | 2,666 |
| 2011-08-26 | Ashenfelter Mark Jeffrey Director | Option exercise · Subscription Rights | −2,000 | 0 | ||
| 2011-08-26 | CONROY PATRICK CFO, CCO, Corporate Secretary | Option exercise | +1,666 | $15.00 | $25K | 6,666 |
| 2011-08-26 | CONROY PATRICK CFO, CCO, Corporate Secretary | Option exercise · Subscription Rights | −5,000 | 0 |
Page 5 of 6 · 107 trades