CIK 0001495222
Oxford Lane Capital Corp.
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- OXLC OXLCG OXLCI OXLCL OXLCZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 272859071
- Phone
- (203) 983-5275
- Business address
- 8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830
Securities
- OXLC Closed End Fund Nasdaq
- OXLCG 7.95% Notes due 2032 Nasdaq
- OXLCI 8.75% Notes due 2030 Nasdaq
- OXLCL 6.75% Notes due 2031 Nasdaq
- OXLCZ 5.00% Notes due 2027 Nasdaq
- OXLCM Preferred Stock Shares, 8.25% Series 2031 Nasdaq
- OXLCN 7.125% Series 2029 Term Preferred Stock Nasdaq
- OXLCO Preferred Stock Shares, 6.00% Series 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-03-03 | COHEN JONATHAN H Chief Executive Officer | Option exercise · Subscription Rights | −20,000 | 0 | ||
| 2014-03-03 | CONROY PATRICK CFO, CCO & Corp. Secretary | Option exercise · Subscription Rights | −10,000 | 0 | ||
| 2013-12-19 | Ashenfelter Mark Jeffrey Director | Purchase | +1,000 | $17.00 | $17K | 10,000 |
| 2013-12-19 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +1,000 | $17.00 | $17K | 25,000 |
| 2013-12-19 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +4,000 | $17.02 | $68K | 29,000 |
| 2013-12-19 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +400 | $17.03 | $7K | 29,400 |
| 2013-12-19 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +600 | $17.05 | $10K | 30,000 |
| 2013-12-18 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +2,000 | $16.95 | $34K | 23,000 |
| 2013-12-18 | CONROY PATRICK CFO, CCO and Corp Secretary | Purchase | +1,000 | $16.99 | $17K | 24,000 |
| 2013-11-18 | CONROY PATRICK CFO, CCO, & Corp Secretary | Purchase | +10,000 | $22.50 | $225K | 10,000 |
| 2013-11-18 | ROSENTHAL SAUL B President | Purchase | +22,222 | $22.50 | $500K | 22,222 |
| 2013-11-18 | COHEN JONATHAN H Chief Executive Officer | Purchase | +44,444 | $22.50 | $1000K | 44,444 |
| 2013-02-25 | CONROY PATRICK CFO, CCO and Corp Secretary | Option exercise | +7,000 | $14.50 | $102K | 21,000 |
| 2013-02-25 | Ashenfelter Mark Jeffrey Director | Option exercise | +3,000 | $14.50 | $44K | 9,000 |
| 2013-02-25 | ROSENTHAL SAUL B President | Option exercise | +38,000 | $14.50 | $551K | 100,000 |
| 2013-02-25 | COHEN JONATHAN H Chief Executive Officer | Option exercise | +100,000 | $14.50 | $1.4M | 200,000 |
| 2013-02-15 | CONROY PATRICK CFO, CCO and Corp Secretary | Option exercise · Subscription Rights | −14,000 | 0 | ||
| 2013-02-15 | Ashenfelter Mark Jeffrey Director | Option exercise · Subscription Rights | −6,000 | 0 | ||
| 2013-02-15 | ROSENTHAL SAUL B President | Option exercise · Subscription Rights | −62,000 | 0 | ||
| 2013-02-15 | COHEN JONATHAN H Chief Executive Officer | Option exercise · Subscription Rights | −100,000 | 0 |
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