CIK 0001495222
Oxford Lane Capital Corp.
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- OXLC OXLCG OXLCI OXLCL OXLCZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 272859071
- Phone
- (203) 983-5275
- Business address
- 8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830
Securities
- OXLC Closed End Fund Nasdaq
- OXLCG 7.95% Notes due 2032 Nasdaq
- OXLCI 8.75% Notes due 2030 Nasdaq
- OXLCL 6.75% Notes due 2031 Nasdaq
- OXLCZ 5.00% Notes due 2027 Nasdaq
- OXLCM Preferred Stock Shares, 8.25% Series 2031 Nasdaq
- OXLCN 7.125% Series 2029 Term Preferred Stock Nasdaq
- OXLCO Preferred Stock Shares, 6.00% Series 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-03-12 | ROSENTHAL SAUL B President | Other disposition | −14,011 | $25.06 | $351K | 28,211 |
| 2020-02-27 | Ashenfelter Mark Jeffrey Director | Purchase | +6,000 | $8.05 | $48K | 24,000 |
| 2020-02-13 | Reardon John Stuart Director | Purchase | +3,000 | $9.30 | $28K | 6,000 |
| 2020-02-07 | Shin David S. Director | Purchase | +3,000 | $9.32 | $28K | 5,728 |
| 2020-02-06 | Frantz Leroy Scott 10% owner | Purchase | +400,000 | $25.00 | $10.0M | 400,000 |
| 2019-11-25 | COHEN JONATHAN H Chief Executive Officer | Purchase | +20,000 | $25.48 | $510K | 64,444 |
| 2019-11-25 | ROSENTHAL SAUL B President | Purchase | +20,000 | $25.48 | $510K | 42,222 |
| 2019-08-30 | Reardon John Stuart Director | Purchase | +3,000 | $9.85 | $30K | 3,000 |
| 2018-12-20 | Ashenfelter Mark Jeffrey Director | Purchase | +3,000 | $7.60 | $23K | 18,000 |
| 2018-02-27 | Shin David S. Director | Purchase | +2,000 | $10.12 | $20K | 2,000 |
| 2017-08-07 | Frantz Leroy Scott 10% owner | Purchase | −11,750 | $25.20 | $296K | 11,750 |
| 2017-07-14 | Frantz Leroy Scott 10% owner | Other disposition | −200,000 | $25.07 | $5.0M | 0 |
| 2017-06-22 | ROSENTHAL SAUL B President | Purchase | +20,000 | $9.79 | $196K | 130,000 |
| 2017-06-14 | Frantz Leroy Scott 10% owner | Purchase | +200,000 | $25.00 | $5.0M | 200,000 |
| 2015-08-20 | Ashenfelter Mark Jeffrey Director | Purchase | +2,500 | $12.52 | $31K | 15,000 |
| 2014-03-11 | ROSENTHAL SAUL B President | Option exercise | +10,000 | $17.00 | $170K | 110,000 |
| 2014-03-11 | COHEN JONATHAN H Chief Executive Officer | Option exercise | +10,000 | $17.00 | $170K | 210,000 |
| 2014-03-11 | CONROY PATRICK CFO, CCO & Corp. Secretary | Option exercise | +5,000 | $17.00 | $85K | 35,000 |
| 2014-03-07 | Ashenfelter Mark Jeffrey Director | Purchase | +2,500 | $17.00 | $43K | 12,500 |
| 2014-03-03 | ROSENTHAL SAUL B President | Option exercise · Subscription Rights | −20,000 | 0 |
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