CIK 0001495222
Oxford Lane Capital Corp.
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- OXLC OXLCG OXLCI OXLCL OXLCZ
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- MD
- Entity type
- other
- EIN
- 272859071
- Phone
- (203) 983-5275
- Business address
- 8 SOUND SHORE DRIVE, SUITE 255, GREENWICH, CT, 06830
Securities
- OXLC Closed End Fund Nasdaq
- OXLCG 7.95% Notes due 2032 Nasdaq
- OXLCI 8.75% Notes due 2030 Nasdaq
- OXLCL 6.75% Notes due 2031 Nasdaq
- OXLCZ 5.00% Notes due 2027 Nasdaq
- OXLCM Preferred Stock Shares, 8.25% Series 2031 Nasdaq
- OXLCN 7.125% Series 2029 Term Preferred Stock Nasdaq
- OXLCO Preferred Stock Shares, 6.00% Series 2029 Nasdaq
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-06-16 | Eagle Point Credit Management LLC 10% owner | Sale | −432,600 | $439,814.00 | $190.3B | |
| 2021-06-16 | Eagle Point Credit Management LLC 10% owner | Sale | −7,392 | $25.12 | $186K | 354,753 |
| 2021-06-16 | Eagle Point Credit Management LLC 10% owner | Sale | −13,441 | $25.00 | $336K | 616,565 |
| 2021-06-15 | Eagle Point Credit Management LLC 10% owner | Sale | −1,251,075 | $1,273,649.00 | $1593.4B | |
| 2021-06-15 | Eagle Point Credit Management LLC 10% owner | Sale | −4,521 | $25.21 | $114K | 362,145 |
| 2021-06-15 | Eagle Point Credit Management LLC 10% owner | Sale | −2,800 | $25.11 | $70K | 630,006 |
| 2021-04-19 | Eagle Point Credit Management LLC 10% owner | Sale | −300,400 | $302,192.79 | $90.8B | 21,250,800 |
| 2021-04-16 | Eagle Point Credit Management LLC 10% owner | Sale | −1,147,500 | $1,153,118.16 | $1323.2B | 21,551,200 |
| 2021-04-15 | Frantz Leroy Scott 10% owner | Other disposition | −292,404 | $25.07 | $7.3M | 0 |
| 2021-04-15 | Eagle Point Credit Management LLC 10% owner | Other disposition | −1,544 | $25.00 | $39K | 0 |
| 2021-04-15 | Eagle Point Credit Management LLC 10% owner | Sale | −743,800 | $751,310.38 | $558.8B | 22,698,700 |
| 2021-04-12 | Eagle Point Credit Management LLC 10% owner | Sale | −175,000 | $177,146.90 | $31.0B | 23,442,500 |
| 2021-04-09 | Eagle Point Credit Management LLC 10% owner | Sale | −168,375 | $170,447.52 | $28.7B | 23,617,500 |
| 2020-03-18 | COHEN JONATHAN H Chief Executive Officer | Purchase | +24,728 | $2.29 | $57K | 234,728 |
| 2020-03-18 | ROSENTHAL SAUL B President | Purchase | +37,187 | $2.36 | $88K | 199,887 |
| 2020-03-13 | ROSENTHAL SAUL B President | Purchase | +1,700 | $5.05 | $9K | 162,700 |
| 2020-03-12 | COHEN JONATHAN H Chief Executive Officer | Other disposition | −21,474 | $25.06 | $538K | 42,970 |
| 2020-03-12 | Frantz Leroy Scott 10% owner | Other disposition | −145,218 | $25.06 | $3.6M | 292,404 |
| 2020-03-12 | Rubin Bruce L. CFO, SEC, TREAS | Other disposition | −1,495 | $25.06 | $37K | 3,005 |
| 2020-03-12 | ROSENTHAL SAUL B President | Purchase | +31,000 | $5.00 | $155K | 161,000 |
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