CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-07-28 | Ison James Chief Sales/Marketing Officer | Option exercise | +12,609 | $0.46 | $6K | 90,133 |
| 2022-07-28 | Ison James Chief Sales/Marketing Officer | Option exercise · Employee Stock Option (right to buy) | −12,609 | 32,848 | ||
| 2022-07-22 | Cooper Steve D 10% owner | Sale | −2,210 | $3.95 | $9K | 2,740,037 |
| 2022-07-21 | Cooper Steve D 10% owner | Sale | −1,914 | $3.95 | $8K | 2,742,247 |
| 2022-07-20 | Cooper Steve D 10% owner | Sale | −10,076 | $3.95 | $40K | 2,744,161 |
| 2022-06-29 | RAUN DAVID President and CEO | Option exercise | +68,688 | 460,239 | ||
| 2022-06-29 | RAUN DAVID President and CEO | Shares withheld for taxes | −29,655 | $3.96 | $117K | 430,584 |
| 2022-06-29 | RAUN DAVID President and CEO | Option exercise · Restricted Stock Units | −68,688 | 137,374 | ||
| 2022-05-23 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −2,189 | $4.30 | $9K | 88,811 |
| 2022-05-23 | Ison James Chief Sales/Marketing Officer | Gift | −2,811 | 86,000 | ||
| 2022-05-23 | Ison James Chief Sales/Marketing Officer | Gift | +2,811 | 77,524 | ||
| 2022-05-23 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −3,058 | $4.30 | $13K | 189,645 |
| 2022-05-17 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −2,730 | $4.41 | $12K | 94,937 |
| 2022-05-17 | Ison James Chief Sales/Marketing Officer | Gift | −3,937 | 91,000 | ||
| 2022-05-17 | Ison James Chief Sales/Marketing Officer | Gift | +3,937 | 74,713 | ||
| 2022-05-17 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −2,463 | $4.41 | $11K | 192,703 |
| 2022-04-11 | Cooper Steve D 10% owner | Sale | −30,000 | $4.71 | $141K | 2,754,237 |
| 2022-04-08 | Cooper Steve D 10% owner | Sale | −47,900 | $4.16 | $199K | 2,784,237 |
| 2022-03-29 | Cooper Steve D 10% owner | Sale | −2,100 | $4.12 | $9K | 2,832,137 |
| 2022-03-17 | Messinger Gioia Director | Grant or award | +13,100 | 28,690 |
Page 9 of 19 · 378 trades