CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-01-04 | RAUN DAVID President and CEO | Option exercise | +68,687 | 499,271 | ||
| 2023-01-04 | RAUN DAVID President and CEO | Shares withheld for taxes | −28,626 | $2.93 | $84K | 470,645 |
| 2023-01-04 | RAUN DAVID President and CEO | Option exercise · Restricted Stock Units | −68,687 | 68,687 | ||
| 2022-12-20 | Cooper Steve D 10% owner | Sale | −200,324 | $2.70 | $541K | 2,536,794 |
| 2022-11-22 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −1,232 | $3.17 | $4K | 187,601 |
| 2022-11-22 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −849 | $3.17 | $3K | 78,485 |
| 2022-11-22 | Ison James Chief Sales/Marketing Officer | Gift | −1,651 | 76,834 | ||
| 2022-11-22 | Ison James Chief Sales/Marketing Officer | Gift | +1,651 | 97,838 | ||
| 2022-11-09 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −2,263 | $3.17 | $7K | 83,737 |
| 2022-11-09 | Ison James Chief Sales/Marketing Officer | Gift | −4,403 | 79,334 | ||
| 2022-11-09 | Ison James Chief Sales/Marketing Officer | Gift | +4,403 | 96,187 | ||
| 2022-11-09 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −2,463 | $3.17 | $8K | 188,833 |
| 2022-10-04 | Ison James Chief Sales/Marketing Officer | Option exercise | +2,500 | 92,633 | ||
| 2022-10-04 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −849 | $3.27 | $3K | 91,784 |
| 2022-10-04 | Ison James Chief Sales/Marketing Officer | Option exercise · Restricted Stock Unit | −2,500 | 2,500 | ||
| 2022-10-04 | Morrison John W Jr. Chief Financial Officer | Option exercise | +2,500 | 192,145 | ||
| 2022-10-04 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −849 | $3.27 | $3K | 191,296 |
| 2022-10-04 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −2,500 | 2,500 | ||
| 2022-08-25 | Cooper Steve D 10% owner | Sale | −21 | $4.05 | $85 | 2,737,118 |
| 2022-08-15 | Cooper Steve D 10% owner | Sale | −2,898 | $4.05 | $12K | 2,737,139 |
Page 8 of 19 · 378 trades