CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-05-22 | Ison James CPO, CM&SO | Gift | +6,055 | 125,001 | ||
| 2023-05-22 | Ison James CPO, CM&SO | Gift | +6,055 | 134,822 | ||
| 2023-05-22 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −1,232 | $2.48 | $3K | 272,585 |
| 2023-05-22 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −2,463 | $2.44 | $6K | 270,122 |
| 2023-04-21 | Cooper Steve D 10% owner | Sale | −203,591 | $2.32 | $473K | 2,333,203 |
| 2023-03-16 | Ison James CPO, CM&SO | Grant or award | +76,000 | 134,168 | ||
| 2023-03-16 | Morrison John W Jr. Chief Financial Officer | Grant or award | +94,000 | 273,817 | ||
| 2023-02-10 | Morrison John W Jr. Chief Financial Officer | Option exercise | +2,500 | 180,896 | ||
| 2023-02-10 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −1,079 | $3.49 | $4K | 179,817 |
| 2023-02-10 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −2,500 | 0 | ||
| 2023-02-10 | Ison James Chief Sales/Marketing Officer | Option exercise | +2,500 | 129,771 | ||
| 2023-02-10 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −1,004 | $3.49 | $4K | 128,767 |
| 2023-02-10 | Ison James Chief Sales/Marketing Officer | Option exercise · Restricted Stock Unit | −2,500 | 0 | ||
| 2023-02-08 | Ison James Chief Sales/Marketing Officer | Shares withheld for taxes | −7,494 | $3.50 | $26K | 69,340 |
| 2023-02-08 | Ison James Chief Sales/Marketing Officer | Gift | −11,172 | 58,168 | ||
| 2023-02-08 | Ison James Chief Sales/Marketing Officer | Gift | +11,172 | 12,271 | ||
| 2023-02-08 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −9,205 | $3.50 | $32K | 178,396 |
| 2023-02-08 | RAUN DAVID President and CEO | Shares withheld for taxes | −24,757 | $3.50 | $87K | 403,645 |
| 2023-02-03 | Ison James Chief Sales/Marketing Officer | Option exercise | +18,261 | $0.46 | $8K | 116,099 |
| 2023-02-03 | Ison James Chief Sales/Marketing Officer | Option exercise · Employee Stock Option (right to buy) | −18,261 | 14,587 |
Page 7 of 19 · 378 trades