CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-08-16 | Ison James CPO | Shares withheld for taxes | −3,169 | $1.77 | $6K | 121,832 |
| 2023-08-16 | Ison James CPO | Gift | −6,165 | 115,667 | ||
| 2023-08-16 | Ison James CPO | Gift | +6,165 | 140,987 | ||
| 2023-08-15 | Matz Gregory W Director | Purchase | +2,500 | $1.77 | $4K | 32,930 |
| 2023-08-14 | RAUN DAVID Director | Purchase | +5,000 | $1.97 | $10K | 411,644 |
| 2023-07-31 | Cooper Steve D 10% owner | Sale | −203,591 | $2.80 | $570K | 2,129,612 |
| 2023-06-26 | POTASHNER KENNETH F Director | Option exercise | +28,090 | $1.78 | $50K | 317,834 |
| 2023-06-26 | POTASHNER KENNETH F Director | Option exercise · Warrant (right to buy) | −28,090 | 0 | ||
| 2023-06-23 | RAUN DAVID Director | Option exercise | +7,434 | 409,561 | ||
| 2023-06-23 | RAUN DAVID Director | Shares withheld for taxes | −2,917 | $2.95 | $9K | 406,644 |
| 2023-06-23 | RAUN DAVID Director | Option exercise · Restricted Stock Units | −7,434 | 0 | ||
| 2023-06-16 | RAUN DAVID President and CEO | Option exercise | +68,688 | 514,576 | ||
| 2023-06-16 | RAUN DAVID President and CEO | Shares withheld for taxes | −52,883 | $2.95 | $156K | 461,693 |
| 2023-06-16 | RAUN DAVID President and CEO | Returned to the company | −59,566 | 402,127 | ||
| 2023-06-16 | RAUN DAVID President and CEO | Option exercise · Restricted Stock Units | −68,688 | 0 | ||
| 2023-06-16 | POTASHNER KENNETH F Director | Grant or award | +23,778 | 289,744 | ||
| 2023-06-05 | KNOWLES MICHAEL Chief Executive Officer | Grant or award | +400,000 | 400,000 | ||
| 2023-06-05 | KNOWLES MICHAEL Chief Executive Officer | Grant or award · Stock Option (right to buy) | +400,000 | 400,000 | ||
| 2023-05-22 | Ison James CPO, CM&SO | Shares withheld for taxes | −849 | $2.48 | $2K | 133,319 |
| 2023-05-22 | Ison James CPO, CM&SO | Shares withheld for taxes | −2,263 | $2.44 | $6K | 131,056 |
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