CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-03-30 | Ison Jim Vice President of Sales | Option exercise | +1,579 | $0.76 | $1K | 66,837 |
| 2018-03-30 | Ison Jim Vice President of Sales | Option exercise · Employee Stock Option (right to buy) | −1,579 | 1,671 | ||
| 2018-03-09 | Carpenter William Director | Shares withheld for taxes | +20,902 | $1.00 | $21K | 199,236 |
| 2018-03-09 | Carpenter William Director | Option exercise · Employee Stock Option (right to buy) | −25,000 | 0 | ||
| 2018-03-09 | REARDON JOHN RALPH Director | Shares withheld for taxes | +20,902 | $1.00 | $21K | 145,422 |
| 2018-03-09 | REARDON JOHN RALPH Director | Option exercise · Employee Stock Option (right to buy) | −25,000 | 0 | ||
| 2018-03-09 | Cooper Steve D President, CEO | Shares withheld for taxes | +38,580 | $1.00 | $39K | 2,926,696 |
| 2018-03-09 | Cooper Steve D President, CEO | Option exercise · Employee Stock Option (right to buy) | −100,000 | 0 | ||
| 2018-03-01 | Ison Jim Vice President of Sales | Option exercise | +2,895 | $0.76 | $2K | 74,696 |
| 2018-03-01 | Ison Jim Vice President of Sales | Option exercise · Employee Stock Option (right to buy) | −2,895 | 35,776 | ||
| 2018-02-15 | POTASHNER KENNETH F Director | Option exercise | +25,000 | $1.00 | $25K | 70,000 |
| 2018-02-15 | POTASHNER KENNETH F Director | Option exercise · Employee Stock Option (right to buy) | −25,000 | 0 | ||
| 2018-02-09 | Cooper Steve D President, CEO | Sale | −100,000 | $5.00 | $500K | 2,888,116 |
Page 29 of 29 · 573 trades