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CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company

ONE STOP SYSTEMS, INC.

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Ticker
OSS
Exchange
Nasdaq
Industry
Electronic Computers
FY end
Dec 31
Entity type
operating
EIN
330885351
Phone
760-745-9883
Business address
2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
Former names
ONE STOP SYSTEMS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2018-09-24 Morrison John W Jr. Chief Financial Officer Option exercise · Restricted Stock Units +16,667 33,333
2018-09-01 Reardon James M President, CDI Grant or award · Employee Stock Option (right to buy) +30,000 30,000
2018-08-31 Reardon James M President, CDI Grant or award +1,266,364 $3.89 $4.9M 1,330,496
2018-08-28 Cooper Steve D President, CEO Option exercise +2,500 2,929,196
2018-08-28 Cooper Steve D President, CEO Shares withheld for taxes −675 $4.70 $3K 2,928,521
2018-08-28 Cooper Steve D President, CEO Option exercise · Restricted Stock Units −2,500 27,500
2018-08-28 Ison Jim Vice President of Sales Option exercise +833 66,583
2018-08-28 Ison Jim Vice President of Sales Shares withheld for taxes −101 $4.70 $475 66,482
2018-08-28 Ison Jim Vice President of Sales Option exercise · Restricted Stock Units +833 9,167
2018-07-02 Morrison John W Jr. Chief Financial Officer Grant or award · Restricted Stock Unit +50,000 50,000
2018-06-27 Ison Jim Vice President of Sales Option exercise +1,500 $0.76 $1K 69,561
2018-06-27 Ison Jim Vice President of Sales Option exercise · Employee Stock Option (right to buy) −1,500 171
2018-04-11 JONES RANDY G Director Grant or award · Restricted Stock Unit +7,500 7,500
2018-04-11 REARDON JOHN RALPH Director Grant or award · Restricted Stock Unit +7,500 7,500
2018-04-11 RAUN DAVID Director Grant or award · Restricted Stock Unit +7,500 7,500
2018-04-11 POTASHNER KENNETH F Director Grant or award · Restricted Stock Unit +7,500 7,500
2018-04-11 Ison Jim Vice President of Sales Grant or award · Restricted Stock Unit +10,000 10,000
2018-04-11 Harrison Jack Director Grant or award · Restricted Stock Unit +7,500 7,500
2018-04-11 Cooper Steve D President, CEO Grant or award · Restricted Stock Unit +30,000 30,000
2018-04-11 Morrison John W Jr. Chief Financial Officer Grant or award · Restricted Stock Unit +50,000 50,000

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