CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-12-12 | Ison Jim Vice President of Sales | Sale | −27,901 | $2.66 | $74K | 46,795 |
| 2018-12-10 | REARDON JOHN RALPH Director | Sale | −7,500 | $2.83 | $21K | 93,473 |
| 2018-12-07 | REARDON JOHN RALPH Director | Sale | −10,000 | $2.84 | $28K | 100,973 |
| 2018-10-31 | Bressner Josef Managing Director, Bressner | Grant or award | +53,232 | $3.19 | $170K | 53,232 |
| 2018-10-31 | Bressner Josef Managing Director, Bressner | Grant or award | +53,231 | $3.19 | $170K | 106,463 |
| 2018-10-29 | Cooper Steve D President, CEO | Option exercise | +2,500 | 2,931,021 | ||
| 2018-10-29 | Cooper Steve D President, CEO | Shares withheld for taxes | −627 | $3.54 | $2K | 2,930,394 |
| 2018-10-29 | Cooper Steve D President, CEO | Option exercise · Restricted Stock Units | −2,500 | 25,000 | ||
| 2018-10-29 | Ison Jim Vice President of Sales | Option exercise | +833 | 71,894 | ||
| 2018-10-29 | Ison Jim Vice President of Sales | Shares withheld for taxes | −93 | $3.54 | $329 | 71,801 |
| 2018-10-29 | Ison Jim Vice President of Sales | Option exercise · Restricted Stock Units | −833 | 8,334 | ||
| 2018-09-26 | Ison Jim Vice President of Sales | Option exercise | +171 | $0.76 | $130 | 69,732 |
| 2018-09-26 | Ison Jim Vice President of Sales | Option exercise | +1,329 | $0.76 | $1K | 71,061 |
| 2018-09-26 | Ison Jim Vice President of Sales | Option exercise · Employee Stock Option (right to buy) | −171 | 0 | ||
| 2018-09-26 | Ison Jim Vice President of Sales | Option exercise · Employee Stock Option (right to buy) | −1,329 | 38,671 | ||
| 2018-09-24 | Morrison John W Jr. Chief Financial Officer | Option exercise | +16,667 | 16,667 | ||
| 2018-09-24 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −8,290 | $3.63 | $30K | 8,377 |
| 2018-09-24 | Morrison John W Jr. Chief Financial Officer | Option exercise | +16,667 | 25,044 | ||
| 2018-09-24 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | −8,290 | $3.63 | $30K | 16,754 |
| 2018-09-24 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | +16,667 | 33,333 |
Page 27 of 29 · 573 trades