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CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company

ONE STOP SYSTEMS, INC.

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Ticker
OSS
Exchange
Nasdaq
Industry
Electronic Computers
FY end
Dec 31
Entity type
operating
EIN
330885351
Phone
760-745-9883
Business address
2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
Former names
ONE STOP SYSTEMS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2019-04-11 REARDON JOHN RALPH Director Option exercise · Restricted Stock Units −7,500 0
2019-04-11 Morrison John W Jr. Chief Financial Officer Option exercise +8,334 25,088
2019-04-11 Morrison John W Jr. Chief Financial Officer Shares withheld for taxes −4,100 $2.51 $10K 20,988
2019-04-11 Morrison John W Jr. Chief Financial Officer Option exercise +8,334 29,322
2019-04-11 Morrison John W Jr. Chief Financial Officer Shares withheld for taxes −4,100 $2.51 $10K 25,222
2019-04-11 Morrison John W Jr. Chief Financial Officer Option exercise · Restricted Stock Units +8,334 24,999
2019-04-11 Morrison John W Jr. Chief Financial Officer Option exercise · Restricted Stock Units +8,334 24,999
2019-04-11 Cooper Steve D President, CEO Option exercise +5,000 2,935,394
2019-04-11 Cooper Steve D President, CEO Shares withheld for taxes −1,728 $2.51 $4K 2,933,666
2019-04-11 Cooper Steve D President, CEO Option exercise · Restricted Stock Units −5,000 20,000
2019-04-11 Ison Jim VP of Sales and Marketing Option exercise +1,666 4,875
2019-04-11 Ison Jim VP of Sales and Marketing Shares withheld for taxes −328 $2.51 $823 4,547
2019-04-11 Ison Jim VP of Sales and Marketing Option exercise · Restricted Stock Units +1,666 6,668
2019-04-04 POTASHNER KENNETH F Director Grant or award · Common Stock Purchase Warrant +19,767 $2.15 $42K 19,767
2019-04-04 Harrison Jack Director Grant or award · Common Stock Purchase Warrant +19,767 $2.15 $42K 19,767
2019-04-04 RAUN DAVID Director Grant or award · Common Stock Purchase Warrant +13,953 $2.15 $30K 13,953
2019-03-29 Ison Jim Vice President of Sales Sale −9,201 $2.07 $19K 3,051
2019-03-27 RAUN DAVID Director Purchase +5,000 $2.05 $10K 17,500
2019-03-27 RAUN DAVID Director Purchase +2,500 $2.00 $5K 20,000
2019-02-20 REARDON JOHN RALPH Director Shares withheld for taxes +17,440 $0.75 $13K 106,303

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