CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-06-16 | Reardon James M President, CDI | Sale | −731 | $2.00 | $1K | 1,241,430 |
| 2020-06-15 | Reardon James M President, CDI | Sale | −25,750 | $1.99 | $51K | 1,242,161 |
| 2020-06-10 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | +5,013 | $1.92 | $10K | 51,166 |
| 2020-06-10 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | +5,013 | $1.92 | $10K | 56,179 |
| 2020-06-10 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −8,334 | 4,164 | ||
| 2020-06-10 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −8,334 | 4,164 | ||
| 2020-06-10 | Ison Jim Chief Sales/Marketing Officer | Shares withheld for taxes | +701 | $1.92 | $1K | 18,780 |
| 2020-06-10 | Ison Jim Chief Sales/Marketing Officer | Option exercise · Restricted Stock Unit | −833 | 3,336 | ||
| 2020-04-02 | Ison Jim Chief Sales/Marketing Officer | Option exercise | +2,105 | $0.76 | $2K | 18,079 |
| 2020-04-02 | Ison Jim Chief Sales/Marketing Officer | Option exercise · Employee Stock Option (right to buy) | −2,105 | 25,513 | ||
| 2020-03-12 | Cooper Steve D Director | Shares withheld for taxes | +6,935 | $1.56 | $11K | 3,205,740 |
| 2020-03-12 | Cooper Steve D Director | Shares withheld for taxes | +6,935 | $1.56 | $11K | 3,212,675 |
| 2020-03-12 | Cooper Steve D Director | Option exercise · Restricted Stock Unit | −10,000 | 0 | ||
| 2020-03-12 | Cooper Steve D Director | Option exercise · Restricted Stock Unit | −10,000 | 0 | ||
| 2020-03-12 | Cooper Steve D Director | Grant or award · Employee Stock Option (right to buy) | +3,750 | 3,750 | ||
| 2020-03-04 | Sentovich Kimberly C. Director | Grant or award · Restricted Stock Unit | +10,000 | 10,000 | ||
| 2020-03-04 | REARDON JOHN RALPH Director | Grant or award · Restricted Stock Unit | +10,000 | 10,000 | ||
| 2020-03-04 | RAUN DAVID Interim President/CEO | Grant or award · Restricted Stock Unit | +10,000 | 10,000 |
Page 19 of 19 · 378 trades