CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 86 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-08-18 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.30 | $6K | 55,410 |
| 2020-08-18 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.28 | $6K | 57,910 |
| 2020-08-14 | Harrison Jack Director | Purchase | +5,000 | $2.27 | $11K | 20,451 |
| 2020-08-14 | Matz Gregory W Director | Purchase | +2,500 | $2.28 | $6K | 2,500 |
| 2020-08-03 | RAUN DAVID President and CEO | Grant or award · Restricted Stock Unit | +8,634 | 8,634 | ||
| 2020-08-03 | Lowman Teresita M. Director | Grant or award · Restricted Stock Unit | +6,164 | 6,164 | ||
| 2020-08-03 | Matz Gregory W Director | Grant or award · Restricted Stock Unit | +6,164 | 6,164 | ||
| 2020-08-03 | Messinger Gioia Director | Grant or award · Restricted Stock Unit | +6,164 | 6,164 | ||
| 2020-07-13 | Ison Jim Chief Sales/Marketing Officer | Shares withheld for taxes | +748 | $1.95 | $1K | 19,613 |
| 2020-07-13 | Ison Jim Chief Sales/Marketing Officer | Option exercise · Restricted Stock Unit | −833 | 2,503 | ||
| 2020-07-09 | POTASHNER KENNETH F Director | Option exercise | +65,790 | $0.76 | $50K | 167,530 |
| 2020-07-09 | POTASHNER KENNETH F Director | Option exercise · Warrant (Right to Buy) | −65,790 | 0 | ||
| 2020-06-25 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.02 | $5K | 50,410 |
| 2020-06-25 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.05 | $5K | 52,910 |
| 2020-06-24 | RAUN DAVID President and CEO | Grant or award · Restricted Stock Unit | +412,125 | 412,125 | ||
| 2020-06-24 | RAUN DAVID President and CEO | Grant or award · Employee Stock Option (right to buy) | +412,125 | 412,125 | ||
| 2020-06-22 | Cooper Steve D 10% owner | Sale | −78,339 | $2.32 | $182K | 3,102,675 |
| 2020-06-22 | Reardon James M President, CDI | Sale | −20,000 | $2.11 | $42K | 1,217,911 |
| 2020-06-19 | Cooper Steve D 10% owner | Sale | −31,661 | $1.95 | $62K | 3,181,014 |
| 2020-06-19 | Reardon James M President, CDI | Sale | −3,519 | $2.00 | $7K | 1,237,911 |
Page 18 of 19 · 378 trades