CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company
ONE STOP SYSTEMS, INC.
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- OSS
- Exchange
- Nasdaq
- Industry
- Electronic Computers
- FY end
- Dec 31
- Entity type
- operating
- EIN
- 330885351
- Phone
- 760-745-9883
- Business address
- 2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
- Former names
- ONE STOP SYSTEMS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-01-14 | POTASHNER KENNETH F Director | Sale | −32,630 | $4.65 | $152K | 180,953 |
| 2021-01-05 | Ison James Chief Sales/Marketing Officer | Option exercise | +5,263 | $0.76 | $4K | 28,819 |
| 2021-01-05 | Ison James Chief Sales/Marketing Officer | Option exercise · Employee Stock Option (right to buy) | −5,263 | 20,250 | ||
| 2020-12-05 | KNOWLES MICHAEL Chief Executive Officer | Shares withheld for taxes | −17,525 | $2.41 | $42K | 477,530 |
| 2020-12-04 | POTASHNER KENNETH F Director | Option exercise | +32,895 | $0.76 | $25K | 200,425 |
| 2020-12-04 | POTASHNER KENNETH F Director | Option exercise | +13,158 | $0.76 | $10K | 213,583 |
| 2020-12-04 | POTASHNER KENNETH F Director | Option exercise · Warrant (Right to Buy) | −32,895 | 0 | ||
| 2020-12-04 | POTASHNER KENNETH F Director | Option exercise · Warrant (Right to Buy) | −13,158 | 0 | ||
| 2020-11-24 | Messinger Gioia Director | Purchase | +760 | $2.50 | $2K | 760 |
| 2020-11-18 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.24 | $6K | 60,410 |
| 2020-11-18 | RAUN DAVID President and CEO | Purchase | +2,500 | $2.22 | $6K | 62,910 |
| 2020-11-13 | Morrison John W Jr. Chief Financial Officer | Grant or award · Restricted Stock Unit | +40,000 | 40,000 | ||
| 2020-11-13 | Ison Jim Chief Sales/Marketing Officer | Grant or award · Restricted Stock Unit | +40,000 | 40,000 | ||
| 2020-11-02 | Ison Jim Chief Sales/Marketing Officer | Shares withheld for taxes | +736 | $2.25 | $2K | 23,556 |
| 2020-11-02 | Ison Jim Chief Sales/Marketing Officer | Option exercise · Restricted Stock Unit | −833 | 1,670 | ||
| 2020-09-15 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | +3,123 | $2.30 | $7K | 63,314 |
| 2020-09-15 | Morrison John W Jr. Chief Financial Officer | Shares withheld for taxes | +3,123 | $2.30 | $7K | 66,437 |
| 2020-09-15 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −4,164 | 0 | ||
| 2020-09-15 | Morrison John W Jr. Chief Financial Officer | Option exercise · Restricted Stock Unit | −4,164 | 0 | ||
| 2020-09-02 | Cooper Steve D 10% owner | Sale | −10,000 | $2.72 | $27K | 3,042,675 |
Page 16 of 29 · 573 trades