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CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company

ONE STOP SYSTEMS, INC.

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Ticker
OSS
Exchange
Nasdaq
Industry
Electronic Computers
FY end
Dec 31
Entity type
operating
EIN
330885351
Phone
760-745-9883
Business address
2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
Former names
ONE STOP SYSTEMS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2021-08-10 Morrison John W Jr. Chief Financial Officer Option exercise · Restricted Stock Unit −2,500 2,500
2021-08-10 Cooper Steve D 10% owner Sale −4,420 $6.25 $28K 2,988,255
2021-08-09 Cooper Steve D 10% owner Sale −49,527 $6.21 $308K 2,992,675
2021-08-06 Cooper Steve D 10% owner Sale −473 $6.05 $3K 3,042,202
2021-07-22 Harrison Jack Director Option exercise +19,767 $2.15 $42K 58,884
2021-07-22 Harrison Jack Director Option exercise · Common Stock Purchase Warrant −19,767 0
2021-07-09 RAUN DAVID President and CEO Option exercise +137,375 220,919
2021-07-09 RAUN DAVID President and CEO Shares withheld for taxes −66,960 $6.06 $406K 153,959
2021-07-09 RAUN DAVID President and CEO Option exercise · Restricted Stock Units −137,375 274,750
2021-06-29 Messinger Gioia Director Purchase +1,000 $5.66 $6K 16,590
2021-06-18 Ison James Chief Sales/Marketing Officer Shares withheld for taxes −2,702 $4.87 $13K 52,298
2021-06-18 Ison James Chief Sales/Marketing Officer Gift −3,964 48,334
2021-06-18 Morrison John W Jr. Chief Financial Officer Shares withheld for taxes −2,659 $4.87 $13K 126,952
2021-05-19 Messinger Gioia Director Grant or award +8,666 15,590
2021-05-19 Ison James Chief Sales/Marketing Officer Grant or award +55,000 55,000
2021-05-19 Lowman Teresita M. Director Grant or award +8,666 16,830
2021-05-19 Harrison Jack Director Grant or award +8,666 39,117
2021-05-19 Morrison John W Jr. Chief Financial Officer Grant or award +60,000 129,611
2021-05-19 Matz Gregory W Director Grant or award +8,666 17,330
2021-05-19 Sentovich Kimberly C. Director Grant or award +8,666 26,166

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