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CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company

ONE STOP SYSTEMS, INC.

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Ticker
OSS
Exchange
Nasdaq
Industry
Electronic Computers
FY end
Dec 31
Entity type
operating
EIN
330885351
Phone
760-745-9883
Business address
2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
Former names
ONE STOP SYSTEMS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2022-01-06 POTASHNER KENNETH F Director Option exercise +25,000 $0.76 $19K 252,866
2022-01-06 POTASHNER KENNETH F Director Option exercise · Employee Stock Option (right to buy) −25,000 0
2022-01-06 Ison James Chief Sales/Marketing Officer Option exercise +4,092 $0.76 $3K 63,395
2022-01-06 Ison James Chief Sales/Marketing Officer Option exercise +4,543 $0.46 $2K 67,938
2022-01-06 Ison James Chief Sales/Marketing Officer Option exercise · Employee Stock Option (right to buy) −4,092 0
2022-01-06 Ison James Chief Sales/Marketing Officer Option exercise · Employee Stock Option (right to buy) −4,543 45,457
2021-12-31 Cooper Steve D 10% owner Sale −10,000 $5.15 $52K 2,834,237
2021-12-23 RAUN DAVID President and CEO Option exercise +68,688 226,647
2021-12-23 RAUN DAVID President and CEO Shares withheld for taxes −36,096 $4.64 $167K 190,551
2021-12-23 RAUN DAVID President and CEO Option exercise · Restricted Stock Units −68,688 206,062
2021-11-24 Cooper Steve D 10% owner Sale −10,000 $5.40 $54K 2,844,237
2021-11-23 Cooper Steve D 10% owner Sale −10,000 $5.30 $53K 2,854,237
2021-11-22 POTASHNER KENNETH F Director Option exercise +50,000 $0.76 $38K 227,866
2021-11-22 POTASHNER KENNETH F Director Option exercise · Employee Stock Option (right to buy) −50,000 0
2021-11-22 RAUN DAVID President and CEO Purchase +2,000 $5.00 $10K 157,959
2021-11-12 Ison James Chief Sales/Marketing Officer Shares withheld for taxes −2,781 $5.26 $15K 45,553
2021-11-12 Ison James Chief Sales/Marketing Officer Gift −3,886 41,667
2021-11-12 Morrison John W Jr. Chief Financial Officer Shares withheld for taxes −2,719 $5.26 $14K 127,743
2021-11-02 Cooper Steve D 10% owner Sale +8,254 $5.25 $43K 2,864,237
2021-09-27 Cooper Steve D 10% owner Sale −1,746 $5.25 $9K 2,872,491

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