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CIK 0001394056 · Non-accelerated filer<br>Smaller reporting company

ONE STOP SYSTEMS, INC.

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Ticker
OSS
Exchange
Nasdaq
Industry
Electronic Computers
FY end
Dec 31
Entity type
operating
EIN
330885351
Phone
760-745-9883
Business address
2235 ENTERPRISE ST STE 110, ESCONDIDO, CA, 92029
Former names
ONE STOP SYSTEMS INC
  1. 4 Shares withheld for taxes Chief Financial Officer gave up 8,751 shares (to pay taxes)
  2. 4 Open-market sale President, CDI sold 64,132 shares at $1.69 ($108,165)
  3. 4 Open-market buy President, CEO bought 15,000 shares at $1.74 ($26,064)
  4. 4 Derivatives Options or other derivatives
  5. 4 Derivatives Options or other derivatives
  6. 4 Derivatives Options or other derivatives
  7. 4 Shares withheld for taxes President, CEO gave up 33,485 shares (to pay taxes)
  8. 4 Shares withheld for taxes Director gave up 8,260 shares (to pay taxes)
  9. 4 Option exercise VP of Sales and Marketing acquired 1,842 shares (option exercise)
  10. 4 Option exercise Director acquired 7,500 shares (option exercise)
  11. 4 Option exercise Director acquired 7,500 shares (option exercise)
  12. 4 Option exercise Director acquired 7,500 shares (option exercise)
  13. 4 Option exercise Director acquired 7,500 shares (option exercise)
  14. 4 Option exercise Director acquired 7,500 shares (option exercise)
  15. 4 Shares withheld for taxes Chief Financial Officer gave up 8,200 shares (to pay taxes)
  16. 4 Shares withheld for taxes President, CEO gave up 1,728 shares (to pay taxes)
  17. 4 Shares withheld for taxes VP of Sales and Marketing gave up 328 shares (to pay taxes)
  18. 4 Open-market sale Vice President of Sales sold 9,201 shares at $2.07 ($19,046)
  19. 4 Open-market buy Director bought 7,500 shares at an average $2.03 ($15,250)
  20. 4 Derivatives Options or other derivatives

Page 13 of 16 · 311 filings