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CIK 0001378140 · Non-accelerated filer<br>Smaller reporting company

Ocean Power Technologies, Inc.

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Ticker
OPTT
Exchange
NYSE
Industry
Electric Services
FY end
Apr 30
Incorporated
NJ
Entity type
operating
EIN
222535818
Phone
609-730-0400
Business address
28 ENGELHARD DRIVE, SUITE B, MONROE TOWNSHIP, NJ, 08831
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 100 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-09-30 PAGLIARA TRACY D Interim President and CEO Grant or award +75,000 89,793
2026-03-05 Stratmann Philipp President and CEO Shares withheld for taxes −901,096 $0.43 $391K 1,932,356
2026-03-05 PAGLIARA TRACY D Senior VP and General Counsel Shares withheld for taxes −322,897 $0.43 $140K 858,353
2026-03-05 Powers Robert Patrick Senior VP and CFO Shares withheld for taxes −437,550 $0.43 $190K 1,037,129
2026-01-30 Stratmann Philipp President and CEO Grant or award +100,162 2,340,701
2026-01-30 Stratmann Philipp President and CEO Grant or award +100,198 2,440,899
2026-01-30 Stratmann Philipp President and CEO Grant or award +392,553 2,833,452
2026-01-30 Stratmann Philipp President and CEO Option exercise · Restricted Stock Unit +100,198 100,198
2026-01-30 Stratmann Philipp President and CEO Option exercise · Restricted Stock Unit +392,553 392,553
2026-01-30 PAGLIARA TRACY D Senior VP and General Counsel Grant or award +201,442 1,181,250
2026-01-30 PAGLIARA TRACY D Senior VP and General Counsel Grant or award · Restricted Stock Unit +201,442 201,442
2026-01-30 Powers Robert Patrick CFO Grant or award +54,013 1,246,727
2026-01-30 Powers Robert Patrick CFO Grant or award +54,032 1,300,759
2026-01-30 Powers Robert Patrick CFO Grant or award +173,920 1,474,679
2026-01-30 Powers Robert Patrick CFO Option exercise · Restricted Stock Unit +54,032 54,032
2026-01-30 Powers Robert Patrick CFO Option exercise · Restricted Stock Unit +173,920 173,920
2026-01-27 Powers Robert Patrick CFO Grant or award +427,447 1,192,714
2026-01-27 Thompson Jim Raymond Director Grant or award +151,189 151,189
2026-01-27 Hewlett Clyde W Director Grant or award +151,189 1,133,075
2026-01-27 Stratmann Philipp President and CEO Grant or award +805,944 2,240,539

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