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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2021-12-16 Potti Manish Director Option exercise +13,500 $0.51 $7K 13,500
2021-12-16 Potti Manish Director Option exercise +31,500 $1.83 $58K 45,000
2021-12-16 Potti Manish Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-12-16 Potti Manish Director Option exercise · Option (Right to Buy) +13,500 19,500
2021-12-16 Potti Manish Director Option exercise · Option (Right to Buy) +31,500 87,500
2021-12-16 Musunuri Shankar Chief Executive Officer Sale −115,000 $5.22 $600K 1,145,299
2021-12-16 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +197,000 394,000
2021-12-16 Kumar Ramesh Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-12-16 Kompella Uday Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-12-16 Fernandes Prabhavathi Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-12-16 Zhang Junge Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-12-16 Castillo Kirsten Director Grant or award · Option (Right to Buy) +16,335 16,335
2021-11-16 Zhang Junge Director Option exercise +143,820 $2.77 $398K 875,251
2021-11-16 Zhang Junge Director Option exercise +1,653 $7.56 $12K 876,904
2021-11-16 Zhang Junge Director Option exercise · Warrants (Right to Buy) −143,820 0
2021-11-16 Zhang Junge Director Option exercise · Warrants (Right to Buy) −1,653 0
2021-11-16 Musunuri Shankar Chief Executive Officer Sale −115,000 $8.04 $925K 1,260,299
2021-11-16 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +197,000 197,000
2021-11-16 Subramanian Sanjay Chief Financial Officer Grant or award · Option (Right to Buy) +35,560 35,560
2021-11-03 Zhang Junge Director Sale −150,300 $17.32 $2.6M 731,431

Page 7 of 27 · 525 trades