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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2022-03-18 Crespo Jessica CAO/SVP, Finance Grant or award +22,940 40,440
2022-03-18 Crespo Jessica CAO/SVP, Finance Grant or award · Option (Right to Buy) +84,192 84,192
2022-03-16 Musunuri Shankar Chief Executive Officer Option exercise +81,823 $0.33 $27K 834,363
2022-03-16 Musunuri Shankar Chief Executive Officer Sale −81,823 $2.65 $217K 752,540
2022-03-16 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −81,823 904,764
2022-03-03 Zhang Junge Director Option exercise +39,000 $0.51 $20K 39,000
2022-03-03 Zhang Junge Director Option exercise +49,000 $1.83 $90K 88,000
2022-03-03 Zhang Junge Director Option exercise · Option (Right to Buy) +39,000 15,000
2022-03-03 Zhang Junge Director Option exercise · Option (Right to Buy) +49,000 77,000
2022-02-14 Musunuri Shankar Chief Executive Officer Option exercise +90,000 $0.33 $30K 842,540
2022-02-14 Musunuri Shankar Chief Executive Officer Sale −90,000 $3.74 $337K 752,540
2022-02-14 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −90,000 986,587
2022-01-18 Kumar Ramesh Director Option exercise +7,500 $0.51 $4K 7,500
2022-01-18 Kumar Ramesh Director Sale −7,500 $4.07 $31K 0
2022-01-18 Kumar Ramesh Director Option exercise · Option (Right to Buy) +7,500 24,000
2022-01-03 Subramanian Sanjay Chief Financial Officer Grant or award +125,534 161,125
2022-01-03 Subramanian Sanjay Chief Financial Officer Grant or award · Stock Option (Right to Buy) +454,007 454,007
2022-01-03 Musunuri Shankar Chief Executive Officer Grant or award +346,540 752,540
2022-01-03 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +1,253,299 1,253,299
2021-12-16 Subramanian Sanjay Chief Financial Officer Grant or award · Option(Right toBuy) +35,560 71,120

Page 6 of 27 · 525 trades