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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2022-08-11 Castillo Kirsten Director Option exercise · Option (Right to Buy) −42,000 12,000
2022-07-18 Kumar Ramesh Director Option exercise +7,500 $0.51 $4K 7,500
2022-07-18 Kumar Ramesh Director Sale −7,500 $2.57 $19K 0
2022-07-18 Kumar Ramesh Director Option exercise · Option (Right to Buy) +7,500 9,000
2022-07-14 Musunuri Shankar Chief Executive Officer Option exercise +150,000 $0.33 $50K 902,540
2022-07-14 Musunuri Shankar Chief Executive Officer Sale −150,000 $2.72 $408K 752,540
2022-07-14 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −150,000 629,764
2022-06-07 Zhang Junge Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-06-07 Castillo Kirsten Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-06-07 WHITTINGTON MARNA C Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-06-07 Kompella Uday Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-06-07 Kumar Ramesh Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-06-07 Fernandes Prabhavathi Director Grant or award · Option (Right to Buy) +140,091 140,091
2022-05-13 Musunuri Shankar Chief Executive Officer Option exercise +125,000 $0.33 $41K 877,540
2022-05-13 Musunuri Shankar Chief Executive Officer Sale −125,000 $1.92 $240K 752,540
2022-05-13 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −125,000 779,764
2022-04-18 Kumar Ramesh Director Option exercise +7,500 $0.51 $4K 7,500
2022-04-18 Kumar Ramesh Director Sale −7,500 $2.83 $21K 0
2022-04-18 Kumar Ramesh Director Option exercise · Option (Right to Buy) +7,500 16,500
2022-03-21 WHITTINGTON MARNA C Director Grant or award · Option (Right to Buy) +106,383 106,383

Page 5 of 27 · 525 trades