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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2023-01-03 Upadhyay Arun Chief Scientific Officer Shares withheld for taxes −7,102 $1.25 $9K 392,981
2023-01-03 Crespo Jessica CAO/SVP, Finance Shares withheld for taxes −1,913 $1.25 $2K 161,478
2023-01-03 Musunuri Shankar Chief Executive Officer Shares withheld for taxes −37,877 $1.25 $47K 2,190,073
2023-01-03 Upadhyay Arun Chief Scientific Officer Grant or award +315,924 400,083
2023-01-03 Upadhyay Arun Chief Scientific Officer Grant or award · Option (Right to Buy) +379,357 379,357
2023-01-03 Crespo Jessica CAO/SVP, Finance Grant or award +122,951 163,391
2023-01-03 Crespo Jessica CAO/SVP, Finance Grant or award · Option (Right to Buy) +147,638 147,638
2023-01-03 Musunuri Shankar Chief Executive Officer Grant or award +1,475,410 2,227,950
2023-01-03 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +1,771,654 1,771,654
2022-12-16 Musunuri Shankar Chief Executive Officer Option exercise +95,809 $0.51 $49K 848,349
2022-12-16 Musunuri Shankar Chief Executive Officer Sale −95,809 $1.43 $137K 752,540
2022-12-16 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −95,809 426,543
2022-10-14 Musunuri Shankar Chief Executive Officer Option exercise +100,000 $0.51 $51K 852,540
2022-10-14 Musunuri Shankar Chief Executive Officer Sale −100,000 $1.66 $166K 752,540
2022-10-14 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −100,000 522,352
2022-10-06 Kumar Ramesh Director Option exercise +4,500 $0.51 $2K 4,500
2022-10-06 Kumar Ramesh Director Sale −4,500 $1.83 $8K 0
2022-10-06 Kumar Ramesh Director Option exercise · Option (Right to Buy) −4,500 4,500
2022-08-11 Castillo Kirsten Director Option exercise +42,000 $0.28 $12K 92,000
2022-08-11 Castillo Kirsten Director Sale −42,000 $2.91 $122K 50,000

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