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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2024-04-16 Qamar Huma Chief Medical Officer Grant or award · Option (Right to Buy) +308,465 308,465
2024-01-03 Musunuri Shankar Chief Executive Officer Shares withheld for taxes −180,204 $0.65 $118K 2,009,869
2024-01-03 Upadhyay Arun See Remarks Shares withheld for taxes −41,633 $0.65 $27K 349,589
2024-01-02 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +492,126 492,126
2024-01-02 Upadhyay Arun See Remarks Grant or award · Option (Right to Buy) +137,795 137,795
2023-09-16 Upadhyay Arun See Remarks Shares withheld for taxes −842 $0.41 $345 391,222
2023-06-16 Upadhyay Arun Chief Scientific Officer Shares withheld for taxes −917 $0.51 $468 392,064
2023-06-14 Zhang Junge Director Purchase +200,278 $0.50 $100K 1,077,182
2023-06-09 Castillo Kirsten Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-06-09 Fernandes Prabhavathi Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-06-09 Kompella Uday Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-06-09 Kumar Ramesh Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-06-09 WHITTINGTON MARNA C Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-06-09 Zhang Junge Director Grant or award · Option (Right to Buy) +112,205 112,205
2023-02-16 Musunuri Shankar Chief Executive Officer Option exercise +100,000 $0.33 $33K 2,290,073
2023-02-16 Musunuri Shankar Chief Executive Officer Sale −100,000 $1.08 $108K 2,190,073
2023-02-16 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −100,000 529,764
2023-01-17 Musunuri Shankar Chief Executive Officer Option exercise +100,000 $0.51 $51K 2,327,950
2023-01-17 Musunuri Shankar Chief Executive Officer Sale −100,000 $1.28 $128K 2,227,950
2023-01-17 Musunuri Shankar Chief Executive Officer Option exercise · Option (Right to Buy) −100,000 326,543

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