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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2014-12-08 Lewis Michael Director Purchase +394,918 $11.00 $4.3M 1,934,490
2014-12-08 Lewis Michael Director Other disposition −17,383 1,917,107
2014-12-08 Lewis Michael Director Conversion · Series A Preferred Stock −747,000 0
2014-12-08 Lewis Michael Director Conversion · Series A-1 Preferred Stock −492,618 0
2014-12-08 Lewis Michael Director Option exercise · Common Stock Warrant (Right to Buy) −11,502 0

Page 27 of 27 · 525 trades