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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2014-12-08 Wilmslow Estates Ltd 10% owner Option exercise · Common Stock Warrant (Right to Buy) −11,502 0
2014-12-08 RAKIN KEVIN Director Conversion +9,667 22,985
2014-12-08 RAKIN KEVIN Director Conversion +5,871 28,747
2014-12-08 RAKIN KEVIN Director Option exercise +242 $0.76 $184 28,989
2014-12-08 RAKIN KEVIN Director Sale −17 $11.00 $187 28,972
2014-12-08 RAKIN KEVIN Director Purchase +6,742 $11.00 $74K 35,714
2014-12-08 RAKIN KEVIN Director Other disposition −89 35,625
2014-12-08 RAKIN KEVIN Director Conversion +6,444 42,069
2014-12-08 RAKIN KEVIN Director Conversion +3,914 45,983
2014-12-08 RAKIN KEVIN Director Purchase +4,495 $11.00 $49K 50,478
2014-12-08 RAKIN KEVIN Director Other disposition −58 50,420
2014-12-08 RAKIN KEVIN Director Conversion · Series A Preferred Stock −9,667 0
2014-12-08 RAKIN KEVIN Director Conversion · Series A-1 Preferred Stock −5,871 0
2014-12-08 RAKIN KEVIN Director Option exercise · Common Stock Warrant (Right to Buy) −242 0
2014-12-08 RAKIN KEVIN Director Conversion · Series A Preferred Stock −6,444 0
2014-12-08 RAKIN KEVIN Director Conversion · Series A-1 Preferred Stock −3,914 0
2014-12-08 Lewis Michael Director Conversion +747,000 1,036,244
2014-12-08 Lewis Michael Director Conversion +492,618 1,528,862
2014-12-08 Lewis Michael Director Option exercise +11,502 $0.76 $9K 1,540,364
2014-12-08 Lewis Michael Director Sale −792 $11.00 $9K 1,539,572

Page 26 of 27 · 525 trades