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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Conversion · Series A Preferred Stock −960,345 0
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Conversion · Series A-1 Preferred Stock −611,738 0
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Option exercise · Common Stock Warrant (Right to Buy) −14,569 0
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Conversion +640,230 640,230
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Conversion +407,825 1,048,055
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Option exercise +9,713 $0.76 $7K 1,057,768
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Sale −668 $11.00 $7K 1,057,100
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Purchase +333,466 $11.00 $3.7M 1,390,566
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Other disposition −5,872 1,384,694
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Conversion · Series A Convertible Preferred Stock −640,230 0
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Conversion · Series A-1 Convertible Preferred Stock −407,825 0
2014-12-08 SPLIT ROCK PARTNERS II, LP 10% owner Option exercise · Common Stock Warrant (Right to Buy) −9,713 0
2014-12-08 Wilmslow Estates Ltd 10% owner Conversion +747,000 1,036,244
2014-12-08 Wilmslow Estates Ltd 10% owner Conversion +492,618 1,528,862
2014-12-08 Wilmslow Estates Ltd 10% owner Option exercise +11,502 $0.76 $9K 1,540,364
2014-12-08 Wilmslow Estates Ltd 10% owner Sale −792 $11.00 $9K 1,539,572
2014-12-08 Wilmslow Estates Ltd 10% owner Purchase +394,918 $11.00 $4.3M 1,934,490
2014-12-08 Wilmslow Estates Ltd 10% owner Other disposition −17,383 1,917,107
2014-12-08 Wilmslow Estates Ltd 10% owner Conversion · Series A Preferred Stock −747,000 0
2014-12-08 Wilmslow Estates Ltd 10% owner Conversion · Series A-1 Preferred Stock −492,618 0

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