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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2015-06-24 Lewis Michael Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2015-06-24 JOHNSON JOHN Director Grant or award · Stock Option (Right to Buy) +10,475 10,475
2015-06-24 RAKIN KEVIN Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2015-06-24 Baltzell Joshua J Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2015-06-24 Kong Garheng Director Grant or award · Stock Option (Right to Buy) +20,000 20,000
2015-06-01 Lewis Michael Director Other disposition −89,441 1,827,666
2015-06-01 Wilmslow Estates Ltd 10% owner Other disposition −89,441 1,827,666
2015-02-26 McArdle Kevin Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +27,000 27,000
2015-02-26 McArdle Kevin Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +30,000 30,000
2015-02-26 Gridley Adam See Remarks Grant or award · Employee Stock Option (Right to Buy) +104,000 104,000
2015-02-26 Gridley Adam See Remarks Grant or award · Employee Stock Option (Right to Buy) +60,000 60,000
2015-02-26 Kennedy Stephen Richard SVP of Technical Operations Grant or award · Employee Stock Option (Right to Buy) +49,100 49,100
2015-02-26 Kennedy Stephen Richard SVP of Technical Operations Grant or award · Employee Stock Option (Right to Buy) +30,000 30,000
2015-02-02 GILL DAVID N Director Grant or award · Employee Stock Option (Right to Buy) +13,200 13,200
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Conversion +960,345 960,345
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Conversion +611,738 1,572,083
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Option exercise +14,569 $0.76 $11K 1,586,652
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Sale −1,002 $11.00 $11K 1,585,650
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Purchase +500,198 $11.00 $5.5M 2,085,848
2014-12-08 Sofinnova Venture Partners VIII, L.P. 10% owner Other disposition −8,808 2,077,040

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