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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2016-09-29 RAKIN KEVIN Director Grant or award · Series A Convertible Preferred Stock −60.07 $1,000.00 $60K 120.15
2016-09-29 RAKIN KEVIN Director Grant or award · Series A Convertible Preferred Stock −200.25 $1,000.00 $200K 320.39
2016-09-29 RAKIN KEVIN Director Grant or award · Common Stock Warrant (Right to Buy) −33,333 33,333
2016-09-29 RAKIN KEVIN Director Grant or award · Common Stock Warrant (Right to Buy) −33,333 66,666
2016-09-29 RAKIN KEVIN Director Grant or award · Common Stock Warrant (Right to Buy) −111,111 177,777
2016-09-29 Wilmslow Estates Ltd 10% owner Grant or award +247,665 $2.25 $557K 2,075,331
2016-09-29 Wilmslow Estates Ltd 10% owner Grant or award · Series A Convertible Preferred Stock −2,242.75 $1,000.00 $2.2M 0
2016-09-29 Wilmslow Estates Ltd 10% owner Grant or award · Common Stock Warrant (Right to Buy) −1,244,444 0
2016-09-29 Lewis Michael Director Grant or award +247,665 $2.25 $557K 2,075,331
2016-09-29 Lewis Michael Director Grant or award · Series A Convertible Preferred Stock −2,242.75 $1,000.00 $2.2M 0
2016-09-29 Lewis Michael Director Grant or award · Common Stock Warrant (Right to Buy) −1,244,444 0
2016-02-26 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +28,000 28,000
2016-02-26 Matthews Gloria Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +39,000 39,000
2016-02-26 Kennedy Stephen Richard Chief Technology Officer Grant or award · Employee Stock Option (Right to Buy) +25,000 25,000
2015-07-29 Kennedy Stephen Richard Chief Technology Officer Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2015-07-29 Matthews Gloria Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +120,000 120,000
2015-07-29 Matthews Gloria Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +30,000 30,000
2015-07-02 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +110,000 110,000
2015-07-02 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +30,000 30,000
2015-06-24 GILL DAVID N Director Grant or award · Stock Option (Right to Buy) +6,800 6,800

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