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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2017-06-13 JOHNSON JOHN Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2017-06-13 Baltzell Joshua J Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2017-06-13 GILL DAVID N Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2017-06-13 Kong Garheng Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2017-06-05 Haut Donald Chief Business Officer Grant or award · Employee Stock Option (Right to Buy) +195,000 195,000
2017-05-16 GILL DAVID N Director Purchase +3,000 $1.68 $5K 11,000
2017-02-14 Matthews Gloria Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +70,000 70,000
2017-02-14 Gridley Adam See Remarks Grant or award · Employee Stock Option (Right to Buy) +175,000 175,000
2017-02-14 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2017-02-14 Kennedy Stephen Richard Chief Technology Officer Grant or award · Employee Stock Option (Right to Buy) +75,000 75,000
2016-12-16 Gridley Adam See Remarks Grant or award · Stock Option (Right to Buy) +175,000 175,000
2016-12-16 Baltzell Joshua J Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-16 GILL DAVID N Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-16 JOHNSON JOHN Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-16 Lewis Michael Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-16 Kong Garheng Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-16 RAKIN KEVIN Director Grant or award · Stock Option (Right to Buy) +10,000 10,000
2016-12-15 GILL DAVID N Director Purchase +3,000 $1.65 $5K 8,000
2016-12-13 SPLIT ROCK PARTNERS II, LP 10% owner Conversion +1,114,043 2,775,538
2016-12-13 SPLIT ROCK PARTNERS II, LP 10% owner Conversion · Series A Convertible Preferred Stock −2,506.6 0

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