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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −300,000 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +300,000 300,000
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −60,000 0
2018-07-31 Kelley Lynne E Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +200,000 200,000
2018-06-15 GILL DAVID N Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-06-15 Lewis Michael Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-06-15 RAKIN KEVIN Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-06-15 Kong Garheng Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-06-15 Baltzell Joshua J Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-06-15 JOHNSON JOHN Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2018-05-16 Gridley Adam President and CEO Purchase +2,000 $2.15 $4K 7,000
2018-04-16 Washer Susan B. Director Grant or award · Employee Stock Option (Right to Buy) +25,000 25,000
2018-02-16 Kennedy Stephen Richard Chief Technology Officer Grant or award · Employee Stock Option (Right to Buy) +115,000 115,000
2018-02-16 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +130,000 130,000
2018-02-16 Haut Donald Chief Business Officer Grant or award · Employee Stock Option (Right to Buy) +105,000 105,000
2018-02-16 Gridley Adam See Remarks Grant or award · Employee Stock Option (Right to Buy) +300,000 300,000
2017-10-10 Kennedy Stephen Richard EVP and COO Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2017-08-16 GILL DAVID N Director Purchase +3,000 $1.81 $5K 14,000
2017-06-13 Lewis Michael Director Grant or award · Stock Option (Right to Buy) +25,000 25,000
2017-06-13 RAKIN KEVIN Director Grant or award · Stock Option (Right to Buy) +25,000 25,000

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