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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2018-10-01 Haut Donald Chief Business Officer Grant or award · Employee Stock Option (Right to Buy) +105,000 105,000
2018-10-01 Lieber Jonathan I Chief Financial Officer Returned to the company · Employee Stock Option (Right to Buy) −110,000 0
2018-10-01 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +110,000 110,000
2018-10-01 Lieber Jonathan I Chief Financial Officer Returned to the company · Employee Stock Option (Right to Buy) −28,000 0
2018-10-01 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +28,000 28,000
2018-10-01 Lieber Jonathan I Chief Financial Officer Returned to the company · Employee Stock Option (Right to Buy) −50,000 0
2018-10-01 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2018-10-01 Lieber Jonathan I Chief Financial Officer Returned to the company · Employee Stock Option (Right to Buy) −130,000 0
2018-10-01 Lieber Jonathan I Chief Financial Officer Grant or award · Employee Stock Option (Right to Buy) +130,000 130,000
2018-10-01 Lieber Jonathan I Chief Financial Officer Returned to the company · Employee Stock Option (Right to Buy) −30,000 0
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −197,435 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +197,435 197,435
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −38,220 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +38,220 38,220
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −104,000 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +104,000 104,000
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −175,000 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +175,000 175,000
2018-10-01 Gridley Adam President and CEO Returned to the company · Employee Stock Option (Right to Buy) −175,000 0
2018-10-01 Gridley Adam President and CEO Grant or award · Employee Stock Option (Right to Buy) +175,000 175,000

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