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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2018-10-01 Kelley Lynne E Chief Medical Officer Returned to the company · Employee Stock Option (Right to Buy) −200,000 0
2018-10-01 Kelley Lynne E Chief Medical Officer Grant or award · Employee Stock Option (Right to Buy) +200,000 200,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −27,767 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +27,767 27,767
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −49,100 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +49,100 49,100
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −50,000 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −25,000 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +25,000 25,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −75,000 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +75,000 75,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −50,000 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +50,000 50,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −115,000 0
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Grant or award · Employee Stock Option (Right to Buy) +115,000 115,000
2018-10-01 Kennedy Stephen Richard Chief Operating Officer Returned to the company · Employee Stock Option (Right to Buy) −30,000 0
2018-10-01 Haut Donald Chief Business Officer Returned to the company · Employee Stock Option (Right to Buy) −195,000 0
2018-10-01 Haut Donald Chief Business Officer Grant or award · Employee Stock Option (Right to Buy) +195,000 195,000
2018-10-01 Haut Donald Chief Business Officer Returned to the company · Employee Stock Option (Right to Buy) −105,000 0

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