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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2019-02-08 Lewis Michael Director Option exercise +1,244,444 5,258,859
2019-02-08 Lewis Michael Director Option exercise · Common Stock Warrant (Right to Buy) +403,845 0
2019-02-08 Lewis Michael Director Option exercise · Common Stock Warrant (Right to Buy) +1,244,444 0
2019-02-08 RAKIN KEVIN Director Option exercise +173,076 418,639
2019-02-08 RAKIN KEVIN Director Option exercise +33,333 66,666
2019-02-08 RAKIN KEVIN Director Option exercise +33,333 66,666
2019-02-08 RAKIN KEVIN Director Option exercise +111,111 257,846
2019-02-08 RAKIN KEVIN Director Option exercise · Common Stock Warrant (Right to Buy) −173,076 0
2019-02-08 RAKIN KEVIN Director Option exercise · Common Stock Warrant (Right to Buy) −33,333 0
2019-02-08 RAKIN KEVIN Director Option exercise · Common Stock Warrant (Right to Buy) −33,333 0
2019-02-08 RAKIN KEVIN Director Option exercise · Common Stock Warrant (Right to Buy) −111,111 0
2019-01-15 KIRK RANDAL J 10% owner Sale −345,897 $0.15 $52K 1,692,366
2019-01-14 KIRK RANDAL J 10% owner Sale −400,507 $0.16 $64K 2,038,263
2019-01-11 KIRK RANDAL J 10% owner Sale −251,800 $0.17 $43K 2,438,770
2018-10-10 RAKIN KEVIN Director Purchase +230,768 245,563
2018-10-10 RAKIN KEVIN Director Purchase · Common Stock Warrant (Right to Buy) +173,076 173,076
2018-10-10 Wilmslow Estates Ltd 10% owner Purchase +538,460 3,610,570
2018-10-10 Wilmslow Estates Ltd 10% owner Purchase · Common Stock Warrant (Right to Buy) +403,845 403,845
2018-10-10 Lewis Michael Director Purchase +538,460 3,610,570
2018-10-10 Lewis Michael Director Purchase · Common Stock Warrant (Right to Buy) +403,845 403,845

Page 17 of 27 · 525 trades