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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2021-01-01 Subramanian Sanjay Chief Financial Officer Grant or award · Option (Right to Buy) +800,000 800,000
2021-01-01 Kumar Ramesh Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Fernandes Prabhavathi Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Potti Manish Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Castillo Kirsten Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Zhang Junge Director Grant or award · Option (Right to Buy) +126,000 126,000
2020-08-14 Tammara Vijay Senior Vice President Grant or award · Options (Right to Buy) +50,000 50,000
2020-05-28 Castillo Kirsten Director Purchase +75,000 $0.31 $23K 75,000
2020-05-07 Musunuri Shankar Chief Executive Officer Grant or award · Options (Right to Buy) +1,357,145 1,357,145
2020-05-05 Subramanian Sanjay Chief Financial Officer Grant or award · Options (Right to Buy) +369,256 369,256
2020-05-05 Arumugham Rasappa Chief Scientific Officer Grant or award · Options (Right to Buy) +144,766 144,766
2020-05-05 JORGENSEN DANIEL Chief Medical Officer Grant or award · Options (Right to Buy) +109,913 109,913
2020-05-05 Beck Kelly Vice President Grant or award · Options (Right to Buy) +31,916 31,916
2020-05-05 Tammara Vijay Senior Vice President Grant or award · Options (Right to Buy) +20,573 20,573
2020-04-05 Castillo Kirsten Director Grant or award · Option (Right to Buy) +54,000 54,000
2020-04-05 Fernandes Prabhavathi Director Grant or award · Option (Right to Buy) +54,000 54,000
2020-01-02 Beck Kelly Vice President Grant or award · Options (Right to Buy) +86,596 86,596
2020-01-02 Musunuri Shankar Chief Executive Officer Grant or award · Options (Right to Buy) +933,528 933,528
2020-01-02 JORGENSEN DANIEL Chief Medical Officer Grant or award · Options (Right to Buy) +101,470 101,470
2020-01-02 Arumugham Rasappa Chief Scientific Officer Grant or award · Options (Right to Buy) +111,372 111,372

Page 14 of 27 · 525 trades