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CIK 0001372299 · Non-accelerated filer<br>Smaller reporting company

Ocugen, Inc.

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Ticker
OCGN
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
484-328-4701
Business address
11 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
Former names
HISTOGENICS CORP
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$1,088,801
in 2 filings, $1.1M under 10b5-1 plans

Net −$1,088,801. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. Musunuri Shankar −$1.1M Chief Executive Officer sold 51% of stake
Date Insider Transaction Shares Price Value Owned after
2021-04-29 Tammara Vijay Senior Vice President Option exercise +5,111 $0.57 $3K 5,111
2021-04-29 Tammara Vijay Senior Vice President Sale −5,111 $10.96 $56K 0
2021-04-29 Tammara Vijay Senior Vice President Option exercise · Options (Right to Buy) −9,000 9,217
2021-04-29 Tammara Vijay Senior Vice President Option exercise · Options (Right to Buy) −3,000 4,191
2021-04-29 Tammara Vijay Senior Vice President Option exercise · Options (Right to Buy) −12,880 64,761
2021-04-29 Tammara Vijay Senior Vice President Option exercise · Options (Right to Buy) −5,111 44,889
2021-04-26 Kompella Uday Director Sale −350,000 $11.70 $4.1M 600,674
2021-04-19 Kumar Ramesh Director Option exercise +7,500 $0.51 $4K 7,500
2021-04-19 Kumar Ramesh Director Sale −7,500 $5.33 $40K 0
2021-04-19 Kumar Ramesh Director Option exercise · Option (Right to Buy) −7,500 46,500
2021-03-05 Potti Manish Director Option exercise +21,000 $0.51 $11K 21,000
2021-03-05 Potti Manish Director Option exercise +7,000 $1.83 $13K 28,000
2021-03-05 Potti Manish Director Option exercise · Option (Right to Buy) −21,000 33,000
2021-03-05 Potti Manish Director Option exercise · Oprion (Right to Buy) −7,000 119,000
2021-01-29 Subramanian Sanjay Chief Financial Officer Option exercise +35,591 $0.51 $18K 45,591
2021-01-29 Subramanian Sanjay Chief Financial Officer Option exercise · Option (Right to Buy) −35,591 71,183
2021-01-01 Tammara Vijay Senior Vice President Grant or award · Option (Right to Buy) +220,500 220,500
2021-01-01 Kompella Uday Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Taspolatoglu Suha Director Grant or award · Option (Right to Buy) +126,000 126,000
2021-01-01 Musunuri Shankar Chief Executive Officer Grant or award · Option (Right to Buy) +1,757,000 1,757,000

Page 13 of 27 · 525 trades