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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2012-12-29 Powers Linda F Chairperson, CEO Gift −59,405 10,750,587
2012-12-12 Powers Linda F Chairperson, CEO Purchase +6,468,153 10,809,992
2012-12-12 Powers Linda F Chairperson, CEO Purchase · Warrants +3,234,078 7,138,540
2012-11-30 Cognate Bioservices, Inc. 10% owner Purchase +749,339 6,383,997
2012-11-30 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +374,670 374,670
2012-11-19 Farmer Robert A Director Option exercise · Warrants +8,352 $6.40 $53K 8,352
2012-10-18 JASINOWSKI JERRY J Director Purchase +35,715 $5.60 $200K 35,715
2012-10-16 Cognate Bioservices, Inc. 10% owner Conversion +2,118,761 2,675,318
2012-10-16 Cognate Bioservices, Inc. 10% owner Other acquisition +1,589,734 4,265,052
2012-10-16 Cognate Bioservices, Inc. 10% owner Other disposition −1,559,700 2,705,352
2012-10-16 Cognate Bioservices, Inc. 10% owner Other acquisition +1,559,700 1,715,286
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase +2,272,907 5,147,907
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase +486,751 5,634,658
2012-10-16 Cognate Bioservices, Inc. 10% owner Conversion · 6% Convertible Promissory Notes −0
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +1,059,382 1,059,382
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +794,867 1,854,249
2012-10-16 Cognate Bioservices, Inc. 10% owner Other disposition · Warrants −1,335,659 518,590
2012-10-16 Cognate Bioservices, Inc. 10% owner Other acquisition · Warrants +1,335,659 1,335,659
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +1,437,500 1,437,500
2012-10-16 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +1,136,454 2,573,954

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