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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2014-01-01 Cognate Bioservices, Inc. 10% owner Purchase +238,248 11,612,054
2014-01-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +119,124 126,624
2014-01-01 Cognate Bioservices, Inc. 10% owner Purchase +238,248 11,612,054
2014-01-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +119,124 126,624
2013-12-31 Cognate Bioservices, Inc. 10% owner Other acquisition +1,330,057 11,373,806
2013-12-31 Cognate Bioservices, Inc. 10% owner Other acquisition · Warrants +665,029 665,029
2013-12-31 Cognate Bioservices, Inc. 10% owner Other acquisition +1,330,057 11,373,806
2013-12-31 Cognate Bioservices, Inc. 10% owner Other acquisition · Warrants +665,029 665,029
2013-12-17 MALIK NAVID Director Purchase +10,000 $0.00 $10 10,000
2013-12-04 Farmer Robert A Director Purchase +132,404 $5.60 $741K 132,404
2013-12-01 Cognate Bioservices, Inc. 10% owner Purchase +277,199 10,043,749
2013-12-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +138,600 138,600
2013-12-01 Cognate Bioservices, Inc. 10% owner Purchase +277,199 10,043,749
2013-12-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +138,600 138,600
2013-11-01 Cognate Bioservices, Inc. 10% owner Purchase +257,439 9,766,550
2013-11-01 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +128,719 128,719
2013-10-31 Cognate Bioservices, Inc. 10% owner Purchase +223,042 9,509,111
2013-10-31 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +111,521 111,521
2013-07-31 Cognate Bioservices, Inc. 10% owner Purchase +2,902,072 $4.00 $11.6M 9,286,069
2013-07-31 Cognate Bioservices, Inc. 10% owner Purchase · Warrants +1,451,036 1,451,036

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