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CIK 0001072379 · Non-accelerated filer<br>Smaller reporting company

NORTHWEST BIOTHERAPEUTICS INC

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Ticker
NWBO
Exchange
OTC
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
943306718
Phone
(240) 497-9024
Business address
4800 MONTGOMERY LANE, SUITE 800, BETHESDA, MD, 20814
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2020-07-02 BOSCH MARNIX L Chief Technical Officer Grant or award · Options to purchase Common Stock, par value $0.001 +16,630,726 16,630,726
2020-07-02 BOYNTON ALTON L Chief Scientific Officer Grant or award · Options to purchase Common Stock, par value $0.001 +605,160 605,160
2020-07-02 BOYNTON ALTON L Chief Scientific Officer Grant or award · Options to purchase Common Stock, par value $0.001 +2,491,338 2,491,338
2020-07-02 BOYNTON ALTON L Chief Scientific Officer Grant or award · Options to purchase Common Stock, par value $0.001 +15,697,693 15,697,693
2020-07-02 Powers Linda F President and CEO Grant or award · Warrants to purchase Common Stock +15,249,474 15,249,474
2020-04-30 Powers Linda F President and CEO Other disposition · Warrants −29,411,760 0
2020-04-30 Powers Linda F President and CEO Other acquisition · Warrants +29,411,760 29,411,760
2020-02-03 JASINOWSKI JERRY J Director Grant or award +526,316 $0.19 $100K 1,891,347
2018-12-28 Powers Linda F President and CEO Sale −804,146 $0.17 $137K 0
2018-12-28 Powers Linda F President and CEO Sale · Class D-2 Warrants −402,073 0
2018-12-27 Powers Linda F President and CEO Sale −3,558,639 $0.17 $605K 29,411,760
2018-12-27 Powers Linda F President and CEO Sale · Class D-2 Warrants −1,779,320 0
2018-05-28 Goldman Leslie J. Senior Vice President Grant or award · Options to purchase Common Stock, par value $0.001 +24,500,000 24,500,000
2018-05-28 MALIK NAVID Director Grant or award · Options to purchase Common Stock, par value $0.001 +9,065,000 9,065,000
2018-05-28 BLACK COFER Director Grant or award · Options to purchase Common Stock, par value $0.001 +1,715,000 1,715,000
2018-05-28 Powers Linda F Director Grant or award · Options to purchase Common Stock, par value $0.001 +39,200,000 39,200,000
2018-05-28 BOYNTON ALTON L Director Grant or award · Options to purchase Common Stock, par value $0.001 +4,900,000 11,270,000
2018-05-28 JASINOWSKI JERRY J Director Grant or award · Options to purchase Common Stock, par value $0.001 +4,900,000 4,900,000
2018-03-19 Powers Linda F President and CEO Grant or award · Convertible Note +0
2018-03-19 Powers Linda F President and CEO Grant or award · Convertible Note +0

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